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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBD
2626
DELISTED
Companhia Brasileira de Distribuicao
CBD
$2.37M ﹤0.01%
53,048
+45,506
+603% +$2.15M
AHGP
2627
DELISTED
Alliance Holdings GP
AHGP
$2.37M ﹤0.01%
40,396
+7,807
+24% +$449K
EUM icon
2628
ProShares Trust Short MSCI Emerging Markets
EUM
$9.92M
$2.37M ﹤0.01%
44,955
-51,992
-54% -$2.77M
RNP icon
2629
Cohen & Steers REIT and Preferred and Income Fund
RNP
$996M
$2.36M ﹤0.01%
150,557
+7,089
+5% +$112K
KMP
2630
CALL
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$2.36M ﹤0.01%
29,300
-2,700
-8% -$218K
ITA icon
2631
iShares US Aerospace & Defense ETF
ITA
$14.5B
$2.36M ﹤0.01%
44,682
+2,730
+7% +$135K
ATW
2632
DELISTED
Atwood Oceanics
ATW
$2.36M ﹤0.01%
44,204
+7,564
+21% +$408K
PXD
2633
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$2.36M ﹤0.01%
12,800
+10,900
+574% +$2.1M
BCS.PR.CL
2634
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$2.35M ﹤0.01%
97,472
-15,395
-14% -$376K
EMD
2635
DELISTED
Western Asset Emerging Markets
EMD
$2.35M ﹤0.01%
198,553
-54,123
-21% -$656K
END
2636
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$2.35M ﹤0.01%
447,635
-103,834
-19% -$557K
JGT
2637
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
$2.35M ﹤0.01%
233,066
-150,185
-39% -$1.57M
PHT
2638
DELISTED
Pioneer High Income Fund
PHT
$2.35M ﹤0.01%
137,709
-34,641
-20% -$593K
LL
2639
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$2.35M ﹤0.01%
22,800
+17,700
+347% +$1.88M
JLA
2640
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$2.35M ﹤0.01%
185,535
+9,774
+6% +$121K
CMG icon
2641
PUT
Chipotle Mexican Grill
CMG
$43B
$2.34M ﹤0.01%
220,000
+50,000
+29% +$508K
EDU icon
2642
New Oriental
EDU
$8.08B
$2.34M ﹤0.01%
74,277
-1,814
-2% -$50.5K
SNTS
2643
DELISTED
SANTARUS INC
SNTS
$2.34M ﹤0.01%
73,202
+22,824
+45% +$641K
IVOO icon
2644
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.75B
$2.34M ﹤0.01%
51,932
+2,822
+6% +$123K
WBMD
2645
DELISTED
WebMD Health Corp.
WBMD
$2.34M ﹤0.01%
59,225
-5,330
-8% -$192K
KSS icon
2646
CALL
Kohl's
KSS
$2.16B
$2.34M ﹤0.01%
41,200
+23,400
+131% +$1.28M
LXK
2647
CALL
DELISTED
Lexmark Intl Inc
LXK
$2.33M ﹤0.01%
65,700
-11,400
-15% -$402K
BKE icon
2648
Buckle
BKE
$2.35B
$2.33M ﹤0.01%
45,448
+8,123
+22% +$402K
SPLK
2649
DELISTED
Splunk Inc
SPLK
$2.33M ﹤0.01%
33,969
-10,118
-23% -$656K
ATVI
2650
CALL
DELISTED
Activision Blizzard
ATVI
$2.33M ﹤0.01%
130,800
-196,800
-60% -$3.38M
104 105
106
107 108

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.