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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOV icon
2601
PUT
NOV
NOV
$7.14B
$2.42M ﹤0.01%
33,825
-2,550
-7% -$185K
TYL icon
2602
Tyler Technologies
TYL
$13.7B
$2.42M ﹤0.01%
23,711
-1,330
-5% -$129K
HIX
2603
Western Asset High Income Fund II
HIX
$349M
$2.42M ﹤0.01%
268,306
-35,485
-12% -$327K
HMIN
2604
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$2.42M ﹤0.01%
55,382
+29,500
+114% +$1.14M
GGB icon
2605
Gerdau
GGB
$9.7B
$2.41M ﹤0.01%
387,868
+164,238
+73% +$1.03M
UAA icon
2606
PUT
Under Armour
UAA
$3.05B
$2.41M ﹤0.01%
111,184
+43,507
+64% +$885K
ET icon
2607
CALL
Energy Transfer Partners
ET
$69.5B
$2.4M ﹤0.01%
117,600
-290,400
-71% -$5.23M
VIAV icon
2608
Viavi Solutions
VIAV
$8.7B
$2.4M ﹤0.01%
325,327
-59,367
-15% -$451K
GFY
2609
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$2.4M ﹤0.01%
136,987
+23,490
+21% +$399K
MWV
2610
CALL
DELISTED
MEADWESTVACO CORP
MWV
$2.4M ﹤0.01%
64,900
+64,700
+32,350% +$2.33M
CGX
2611
DELISTED
CONSOLIDATED GRAPHICS INC
CGX
$2.4M ﹤0.01%
35,516
-2,697
-7% -$169K
GDF
2612
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$2.39M ﹤0.01%
221,063
+6,453
+3% +$71K
CNL
2613
DELISTED
CLECO CRP (HOLDING CO)
CNL
$2.39M ﹤0.01%
51,367
+8,137
+19% +$374K
ACI
2614
CALL
DELISTED
ARCH COAL, INC.
ACI
$2.39M ﹤0.01%
53,793
+32,620
+154% +$1.37M
SLH
2615
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$2.39M ﹤0.01%
33,798
+14,166
+72% +$886K
TM icon
2616
PUT
Toyota
TM
$220B
$2.39M ﹤0.01%
19,600
+9,800
+100% +$1.23M
BSL
2617
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$2.39M ﹤0.01%
126,666
+21,561
+21% +$408K
HRZN icon
2618
Horizon Technology Finance
HRZN
$293M
$2.39M ﹤0.01%
168,033
+7,857
+5% +$108K
TDS icon
2619
Telephone and Data Systems
TDS
$3.87B
$2.39M ﹤0.01%
92,545
+66,975
+262% +$1.89M
CONN
2620
CALL
DELISTED
Conn's Inc.
CONN
$2.38M ﹤0.01%
30,300
-41,600
-58% -$2.67M
ATO icon
2621
Atmos Energy
ATO
$30B
$2.38M ﹤0.01%
52,473
+14,746
+39% +$651K
PDCO
2622
DELISTED
Patterson Companies, Inc.
PDCO
$2.38M ﹤0.01%
57,696
+26,738
+86% +$1.11M
EMD
2623
Western Asset Emerging Markets Debt Fund
EMD
$612M
$2.37M ﹤0.01%
137,817
-17,946
-12% -$311K
LKM
2624
PUT
DELISTED
Link Motion Inc.
LKM
$2.37M ﹤0.01%
161,300
+109,000
+208% +$1.62M
TNA icon
2625
CALL
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.34B
$2.37M ﹤0.01%
61,200
+26,200
+75% +$901K
103 104
105
106 107

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.