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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWT icon
2601
California Water Service
CWT
$3.14B
$1.96M ﹤0.01%
96,246
-11,334
-11% -$233K
SUSQ
2602
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$1.96M ﹤0.01%
155,983
-31,322
-17% -$413K
MAKO
2603
CALL
DELISTED
MAKO SURGICAL CORP COM
MAKO
$1.95M ﹤0.01%
66,200
+42,600
+181% +$649K
AHGP
2604
DELISTED
Alliance Holdings GP
AHGP
$1.95M ﹤0.01%
32,589
+4,621
+17% +$288K
P
2605
PUT
DELISTED
Pandora Media Inc
P
$1.95M ﹤0.01%
77,600
+18,400
+31% +$377K
AMD icon
2606
Advanced Micro Devices
AMD
$741B
$1.95M ﹤0.01%
511,225
+113,115
+28% +$431K
TQNT
2607
PUT
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$1.95M ﹤0.01%
239,800
-385,000
-62% -$2.94M
MTX icon
2608
Minerals Technologies
MTX
$2.33B
$1.95M ﹤0.01%
39,432
+7,885
+25% +$363K
RELX icon
2609
RELX
RELX
$66B
$1.95M ﹤0.01%
144,412
-7,172
-5% -$90.9K
TTE icon
2610
CALL
TotalEnergies
TTE
$187B
$1.95M ﹤0.01%
33,600
-205,500
-86% -$11.1M
IONS icon
2611
CALL
Ionis Pharmaceuticals
IONS
$9.14B
$1.95M ﹤0.01%
51,800
-15,700
-23% -$469K
LEMB icon
2612
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$736M
$1.94M ﹤0.01%
38,935
-62,435
-62% -$3.07M
CNL
2613
DELISTED
CLECO CRP (HOLDING CO)
CNL
$1.94M ﹤0.01%
43,230
-4,417
-9% -$206K
SPOK icon
2614
Spok Holdings
SPOK
$227M
$1.94M ﹤0.01%
136,739
+45,035
+49% +$648K
EXC icon
2615
PUT
Exelon
EXC
$48.4B
$1.93M ﹤0.01%
91,410
-99,262
-52% -$2.17M
FLO icon
2616
Flowers Foods
FLO
$1.6B
$1.93M ﹤0.01%
90,141
-21,454
-19% -$480K
PFN
2617
PIMCO Income Strategy Fund II
PFN
$692M
$1.93M ﹤0.01%
189,397
-11,839
-6% -$120K
ITOT icon
2618
iShares Core S&P Total US Stock Market ETF
ITOT
$93.7B
$1.93M ﹤0.01%
50,064
-1,660
-3% -$63.7K
GFY
2619
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$1.93M ﹤0.01%
113,497
-15,663
-12% -$264K
ITRI icon
2620
Itron
ITRI
$4.75B
$1.93M ﹤0.01%
45,029
-87,957
-66% -$3.6M
GL icon
2621
Globe Life
GL
$13.9B
$1.93M ﹤0.01%
39,971
+4,523
+13% +$213K
SSP icon
2622
E.W. Scripps
SSP
$282M
$1.93M ﹤0.01%
118,432
+64,964
+122% +$936K
ITA icon
2623
iShares US Aerospace & Defense ETF
ITA
$14.5B
$1.93M ﹤0.01%
41,952
+20,484
+95% +$911K
CHU
2624
DELISTED
China Unicom (HONG KONG) Limited
CHU
$1.93M ﹤0.01%
125,003
+68,936
+123% +$1.03M
HLF icon
2625
PUT
Herbalife
HLF
$1.3B
$1.93M ﹤0.01%
55,200
-38,400
-41% -$1.19M
103 104
105
106 107

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.