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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTI
2576
CALL
DELISTED
Ultimate Software Group Inc
ULTI
$1.99M ﹤0.01%
13,500
+1,900
+16% +$264K
BFK
2577
DELISTED
BlackRock Municipal Income Trust
BFK
$1.99M ﹤0.01%
153,288
+116,009
+311% +$1.48M
CSL icon
2578
Carlisle Companies
CSL
$14.1B
$1.99M ﹤0.01%
28,242
-4,939
-15% -$333K
WTMF icon
2579
WisdomTree Managed Futures Strategy Fund
WTMF
$242M
$1.99M ﹤0.01%
47,895
+15,530
+48% +$653K
EXD
2580
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.99M ﹤0.01%
131,993
-3,104
-2% -$46.1K
ACAD icon
2581
PUT
Acadia Pharmaceuticals
ACAD
$4.45B
$1.98M ﹤0.01%
72,100
-13,900
-16% -$291K
DPO
2582
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$1.98M ﹤0.01%
168,311
+10,225
+6% +$125K
BHE icon
2583
Benchmark Electronics
BHE
$2.76B
$1.98M ﹤0.01%
86,458
+81,478
+1,636% +$1.8M
INVX
2584
Innovex International
INVX
$1.79B
$1.98M ﹤0.01%
17,249
-45,144
-72% -$4.62M
DBV
2585
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$1.98M ﹤0.01%
77,447
-2,171
-3% -$55.4K
ACAD icon
2586
CALL
Acadia Pharmaceuticals
ACAD
$4.45B
$1.98M ﹤0.01%
71,900
-17,100
-19% -$357K
RGLD icon
2587
Royal Gold
RGLD
$16.6B
$1.98M ﹤0.01%
40,580
-12,859
-24% -$667K
NNI icon
2588
Nelnet
NNI
$4.92B
$1.97M ﹤0.01%
51,345
+16,122
+46% +$623K
LDR
2589
DELISTED
Landauer Inc
LDR
$1.97M ﹤0.01%
38,517
+5,401
+16% +$262K
FTK icon
2590
Flotek Industries
FTK
$856M
$1.97M ﹤0.01%
14,297
+2,943
+26% +$357K
GIB icon
2591
CGI
GIB
$15B
$1.97M ﹤0.01%
56,151
+34,502
+159% +$1.12M
BKE icon
2592
Buckle
BKE
$2.35B
$1.97M ﹤0.01%
37,325
+2,159
+6% +$114K
RRGB icon
2593
Red Robin
RRGB
$139M
$1.97M ﹤0.01%
27,700
+8,745
+46% +$548K
MFG icon
2594
Mizuho Financial
MFG
$123B
$1.97M ﹤0.01%
455,462
+2,117
+0.5% +$9.07K
PH icon
2595
PUT
Parker-Hannifin
PH
$125B
$1.97M ﹤0.01%
18,100
+4,800
+36% +$494K
MGU
2596
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$1.97M ﹤0.01%
90,962
-27,623
-23% -$584K
PML
2597
PIMCO Municipal Income Fund II
PML
$487M
$1.97M ﹤0.01%
178,276
+35,254
+25% +$390K
WPZ
2598
CALL
DELISTED
Williams Partners L.P.
WPZ
$1.97M ﹤0.01%
43,183
-14,748
-25% -$652K
AMT icon
2599
CALL
American Tower
AMT
$79.9B
$1.96M ﹤0.01%
26,500
-3,400
-11% -$245K
FRN
2600
DELISTED
Invesco Frontier Markets ETF
FRN
$1.96M ﹤0.01%
117,294
+20,968
+22% +$339K
102 103
104
105 106

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.