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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLG icon
2576
SL Green Realty
SLG
$3.93B
$2.8M ﹤0.01%
28,580
-310
-1% -$32.4K
XME icon
2577
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.54B
$2.8M ﹤0.01%
76,100
+44,000
+137% +$1.84M
GIB icon
2578
CGI
GIB
$15.5B
$2.8M ﹤0.01%
82,884
+35,598
+75% +$1.25M
JFR icon
2579
Nuveen Floating Rate Income Fund
JFR
$1.25B
$2.8M ﹤0.01%
247,804
-35,214
-12% -$412K
PML
2580
PIMCO Municipal Income Fund II
PML
$492M
$2.8M ﹤0.01%
240,156
+122,051
+103% +$1.43M
IIF
2581
Morgan Stanley India Investment Fund
IIF
$221M
$2.79M ﹤0.01%
112,238
+5,924
+6% +$142K
LO
2582
CALL
DELISTED
LORILLARD INC COM STK
LO
$2.79M ﹤0.01%
46,600
-241,200
-84% -$14.6M
IHD
2583
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$2.79M ﹤0.01%
236,041
+27,925
+13% +$349K
ALNY icon
2584
Alnylam Pharmaceuticals
ALNY
$29.3B
$2.78M ﹤0.01%
35,563
-37,793
-52% -$2.44M
CHW
2585
Calamos Global Dynamic Income Fund
CHW
$556M
$2.78M ﹤0.01%
299,523
+25,479
+9% +$244K
INF
2586
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$2.78M ﹤0.01%
121,919
-2,577
-2% -$61.9K
GOL
2587
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$2.77M ﹤0.01%
288,333
+53,623
+23% +$642K
PRLB icon
2588
Protolabs
PRLB
$2.18B
$2.77M ﹤0.01%
40,167
-25,514
-39% -$2M
CTR
2589
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$2.77M ﹤0.01%
24,035
+6,738
+39% +$790K
GDF
2590
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$2.77M ﹤0.01%
266,057
+21,313
+9% +$233K
SUNS
2591
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.77M ﹤0.01%
179,666
-44,770
-20% -$725K
AMP icon
2592
CALL
Ameriprise Financial
AMP
$49.7B
$2.76M ﹤0.01%
22,400
+21,600
+2,700% +$2.65M
EWO icon
2593
iShares MSCI Austria ETF
EWO
$185M
$2.76M ﹤0.01%
171,332
+93,367
+120% +$1.66M
AEGN
2594
DELISTED
Aegion Corp
AEGN
$2.76M ﹤0.01%
124,081
-48,895
-28% -$1.15M
EVG
2595
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$2.75M ﹤0.01%
187,820
+6,078
+3% +$91.1K
GLTR icon
2596
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.69B
$2.75M ﹤0.01%
43,531
+5,244
+14% +$364K
SNI
2597
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
$2.75M ﹤0.01%
35,169
-8,758
-20% -$705K
IP icon
2598
PUT
International Paper
IP
$22B
$2.75M ﹤0.01%
60,720
+13,070
+27% +$602K
RGC
2599
DELISTED
Regal Entertainment Group
RGC
$2.74M ﹤0.01%
137,889
-5,583
-4% -$114K
NNN icon
2600
NNN REIT
NNN
$8.73B
$2.74M ﹤0.01%
79,264
-24,185
-23% -$884K
102 103
104
105 106

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.