We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBD
2551
DELISTED
Diebold Nixdorf Incorporated
DBD
$2.55M ﹤0.01%
77,228
+6,616
+9% +$206K
PRU icon
2552
PUT
Prudential Financial
PRU
$42.9B
$2.54M ﹤0.01%
27,600
+3,800
+16% +$324K
EGO icon
2553
Eldorado Gold
EGO
$8.11B
$2.54M ﹤0.01%
89,400
-32,424
-27% -$994K
MBI icon
2554
MBIA
MBI
$280M
$2.54M ﹤0.01%
212,919
+100,013
+89% +$1.15M
AWH
2555
DELISTED
Allied World Assurance Co Hld Lt
AWH
$2.54M ﹤0.01%
67,584
+55,230
+447% +$1.99M
RVTY icon
2556
Revvity
RVTY
$12.4B
$2.54M ﹤0.01%
61,547
+22,231
+57% +$850K
AAL icon
2557
PUT
American Airlines Group
AAL
$9.8B
$2.54M ﹤0.01%
+100,400
New +$2.59M
HCF
2558
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$2.53M ﹤0.01%
268,704
+68,706
+34% +$647K
NSL
2559
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.53M ﹤0.01%
354,713
+178,127
+101% +$1.26M
FLRN icon
2560
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$2.53M ﹤0.01%
82,382
-62,690
-43% -$1.92M
GAME
2561
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
$2.52M ﹤0.01%
551,073
+467,147
+557% +$2M
EVHC
2562
DELISTED
Envision Healthcare Holdings Inc
EVHC
$2.52M ﹤0.01%
23,712
+2,391
+11% +$215K
KERX
2563
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$2.52M ﹤0.01%
194,673
+81,086
+71% +$968K
HY icon
2564
Hyster-Yale Materials Handling
HY
$613M
$2.52M ﹤0.01%
27,043
+23,730
+716% +$2.07M
AMLP icon
2565
PUT
Alerian MLP ETF
AMLP
$12.9B
$2.52M ﹤0.01%
28,280
+23,920
+549% +$2.1M
IVOG icon
2566
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.62B
$2.51M ﹤0.01%
54,528
+12,546
+30% +$557K
TNL icon
2567
Travel + Leisure Co
TNL
$4.71B
$2.51M ﹤0.01%
75,337
-12,424
-14% -$380K
AFSI
2568
PUT
DELISTED
AmTrust Financial Services, Inc.
AFSI
$2.5M ﹤0.01%
152,700
+140,160
+1,118% +$2.65M
HCC
2569
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$2.49M ﹤0.01%
54,004
+6,391
+13% +$288K
RXII
2570
DELISTED
GALENA BIOPHARMA INC COM
RXII
$2.49M ﹤0.01%
502,339
+115,020
+30% +$570K
PXI icon
2571
Invesco Dorsey Wright Energy Momentum ETF
PXI
$58.3M
$2.49M ﹤0.01%
44,866
+15,005
+50% +$803K
LFUS icon
2572
Littelfuse
LFUS
$9.67B
$2.48M ﹤0.01%
26,741
-3,992
-13% -$336K
E icon
2573
CALL
ENI
E
$73.6B
$2.48M ﹤0.01%
51,200
+49,000
+2,227% +$2.34M
ALU
2574
DELISTED
Alcatel-Lucent
ALU
$2.48M ﹤0.01%
563,622
+42,880
+8% +$168K
AOD
2575
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$2.48M ﹤0.01%
295,695
+15,584
+6% +$128K
101 102
103
104 105

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.