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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKS
2501
JinkoSolar
JKS
$775M
$2.12M ﹤0.01%
94,207
+62,246
+195% +$923K
ATML
2502
DELISTED
ATMEL CORP
ATML
$2.12M ﹤0.01%
284,896
-55,854
-16% -$425K
RF icon
2503
CALL
Regions Financial
RF
$26.6B
$2.11M ﹤0.01%
228,200
+110,000
+93% +$1.08M
CHS
2504
DELISTED
Chicos FAS, Inc.
CHS
$2.11M ﹤0.01%
126,565
-103,474
-45% -$1.71M
CRM icon
2505
CALL
Salesforce
CRM
$150B
$2.11M ﹤0.01%
40,600
-5,600
-12% -$254K
GLOG
2506
DELISTED
GASLOG LTD
GLOG
$2.1M ﹤0.01%
141,007
+13,101
+10% +$182K
ABV
2507
PUT
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$2.1M ﹤0.01%
54,900
-100
-0.2% -$3.67K
SLX icon
2508
VanEck Steel ETF
SLX
$167M
$2.1M ﹤0.01%
46,851
+38,565
+465% +$1.64M
AMTG
2509
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$2.1M ﹤0.01%
144,045
+7,435
+5% +$115K
NXPI icon
2510
NXP Semiconductors
NXPI
$65.9B
$2.1M ﹤0.01%
56,442
+20,575
+57% +$728K
LPT
2511
DELISTED
Liberty Property Trust
LPT
$2.1M ﹤0.01%
58,987
-24,974
-30% -$916K
WPM icon
2512
CALL
Wheaton Precious Metals
WPM
$50B
$2.1M ﹤0.01%
84,600
-10,100
-11% -$240K
BIIB icon
2513
PUT
Biogen
BIIB
$30.1B
$2.1M ﹤0.01%
8,700
-4,500
-34% -$1.01M
NAK
2514
Northern Dynasty Minerals
NAK
$818M
$2.1M ﹤0.01%
1,434,967
+122,499
+9% +$255K
AGNC icon
2515
PUT
AGNC Investment
AGNC
$12.8B
$2.09M ﹤0.01%
92,700
+24,100
+35% +$542K
GWX icon
2516
State Street SPDR S&P International Small Cap ETF
GWX
$852M
$2.09M ﹤0.01%
63,994
+17,646
+38% +$550K
SPLS
2517
CALL
DELISTED
Staples Inc
SPLS
$2.09M ﹤0.01%
142,800
+80,500
+129% +$1.26M
IONS icon
2518
Ionis Pharmaceuticals
IONS
$8.99B
$2.09M ﹤0.01%
55,713
+3,293
+6% +$98.4K
AG icon
2519
First Majestic Silver
AG
$7.75B
$2.09M ﹤0.01%
176,191
+15,420
+10% +$202K
HAS icon
2520
Hasbro
HAS
$13.5B
$2.09M ﹤0.01%
44,260
-2,476
-5% -$116K
ITUB icon
2521
PUT
Itaú Unibanco
ITUB
$91.9B
$2.09M ﹤0.01%
405,513
-81,218
-17% -$381K
HCC
2522
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$2.09M ﹤0.01%
47,613
-14,478
-23% -$638K
AJG icon
2523
Arthur J. Gallagher & Co
AJG
$67.4B
$2.08M ﹤0.01%
47,744
-8,419
-15% -$370K
MDSO
2524
DELISTED
Medidata Solutions, Inc.
MDSO
$2.08M ﹤0.01%
42,114
+39,250
+1,370% +$1.73M
CL icon
2525
CALL
Colgate-Palmolive
CL
$74.9B
$2.08M ﹤0.01%
35,100
+6,900
+24% +$409K
99 100
101
102 103

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.