UBS’s Northern Dynasty Minerals NAK Stock Holding History

UBS’s Portfolio NAK Stock Details NAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$789K	Buy	1,442,921 +20,707	+1%	+$15.2K	﹤0.01%	3820
2014 Q2	$1.19M	Sell	1,422,214 -10,526	-0.7%	-$8.28K	﹤0.01%	3381
2014 Q1	$1.4M	Buy	1,432,740 +11,411	+0.8%	+$14.2K	﹤0.01%	3133
2013 Q4	$1.82M	Sell	1,421,329 -13,638	-1%	-$18.1K	﹤0.01%	2900
2013 Q3	$2.1M	Buy	1,434,967 +122,499	+9%	+$255K	﹤0.01%	2524
2013 Q2	$2.74M	Buy	+1,312,468	New	+$3.25M	﹤0.01%	2200

Other funds holding NAK

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

KGI

Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return

Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Steelhead Partners Seattle, Washington $1.39B AUM 0.01% 1-Year Est. Return

IGIM

I.G. Investment Management Winnipeg, Manitoba, Canada $19.5B AUM 15.95% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Midas Management New York $231M AUM 7.96% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

UBS's NAK Position: Q3 2014 in Review

UBS increased its Northern Dynasty Minerals (NAK) stake by 1.5% in Q3 2014, buying an estimated $15.2K and bringing the position to 1,442,921 shares worth $789K. The position accounts for ﹤0.01% of the portfolio, ranked #3820.

UBS first reported a position in NAK in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.74M in Q2 2013. 41 funds tracked by Wall St. Rank hold NAK as of Q3 2014.

UBS held 1,442,921 shares of Northern Dynasty Minerals worth $789K as of Q3 2014.
UBS bought 20,707 Northern Dynasty Minerals shares in Q3 2014, an estimated $15.2K.
Northern Dynasty Minerals made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3820 holding.
UBS first reported a position in Northern Dynasty Minerals in Q2 2013 and has held it in 6 quarters since.
UBS's Northern Dynasty Minerals position peaked at $2.74M in Q2 2013.
41 funds tracked by Wall St. Rank held Northern Dynasty Minerals as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.