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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IT icon
2501
Gartner
IT
$11.9B
$3.04M ﹤0.01%
41,308
+5,187
+14% +$377K
SPYV icon
2502
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$3.03M ﹤0.01%
124,040
+95,024
+327% +$2.34M
MCGC
2503
DELISTED
MCG CAP CORP
MCGC
$3.03M ﹤0.01%
861,738
-398,653
-32% -$1.57M
BRCM
2504
CALL
DELISTED
BROADCOM CORP CL-A
BRCM
$3.02M ﹤0.01%
74,800
-2,888,700
-97% -$112M
SM icon
2505
SM Energy
SM
$7.68B
$3.02M ﹤0.01%
38,726
+16,823
+77% +$1.37M
CAB
2506
DELISTED
Cabela's Inc
CAB
$3.02M ﹤0.01%
51,265
+24,462
+91% +$1.46M
DBI icon
2507
Designer Brands
DBI
$327M
$3.02M ﹤0.01%
100,239
+46,042
+85% +$1.32M
CMS icon
2508
CALL
CMS Energy
CMS
$21.8B
$3.02M ﹤0.01%
101,700
+101,600
+101,600% +$3.03M
BBL
2509
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$3.02M ﹤0.01%
54,311
+26,175
+93% +$1.7M
GLAD icon
2510
Gladstone Capital
GLAD
$444M
$3.02M ﹤0.01%
171,856
-42,612
-20% -$819K
KELYA icon
2511
Kelly Services Class A
KELYA
$533M
$3.02M ﹤0.01%
192,369
+6,280
+3% +$104K
M icon
2512
PUT
Macy's
M
$6.46B
$3.01M ﹤0.01%
51,800
+15,900
+44% +$942K
VKI icon
2513
Invesco Advantage Municipal Income Trust II
VKI
$397M
$3.01M ﹤0.01%
264,775
+16,971
+7% +$191K
CYN
2514
DELISTED
CITY NATIONAL CORPORATION
CYN
$3.01M ﹤0.01%
39,758
-5,643
-12% -$426K
EPHE icon
2515
iShares MSCI Philippines ETF
EPHE
$147M
$3M ﹤0.01%
78,681
+1,386
+2% +$52.7K
R icon
2516
Ryder
R
$10B
$2.99M ﹤0.01%
33,278
+875
+3% +$78.5K
PXD
2517
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$2.99M ﹤0.01%
15,200
+100
+0.7% +$21.2K
UMC icon
2518
United Microelectronic
UMC
$47.6B
$2.99M ﹤0.01%
1,503,970
-1,163,630
-44% -$2.61M
NCA icon
2519
Nuveen California Municipal Value Fund
NCA
$303M
$2.99M ﹤0.01%
289,389
+34,381
+13% +$350K
KED
2520
DELISTED
Kayne Anderson Energy
KED
$2.99M ﹤0.01%
81,882
-1,110
-1% -$39.4K
CSTM icon
2521
Constellium
CSTM
$4.03B
$2.99M ﹤0.01%
121,374
-132,880
-52% -$3.83M
NTES icon
2522
NetEase
NTES
$82.1B
$2.97M ﹤0.01%
173,440
+2,505
+1% +$42.5K
RFMD
2523
DELISTED
RF MICRO DEVICES INC
RFMD
$2.97M ﹤0.01%
257,355
+126,498
+97% +$1.43M
BABS
2524
DELISTED
SPDR NUVEEN BARCLAYS BUILD AMERICA BOND ETF
BABS
$2.97M ﹤0.01%
48,530
+19,396
+67% +$1.18M
TFC icon
2525
PUT
Truist Financial
TFC
$63.9B
$2.96M ﹤0.01%
79,600
+1,100
+1% +$41.5K
99 100
101
102 103

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.