UBS’s Smart Powerr CREG Stock Holding History

UBS’s Portfolio CREG Stock Details CREG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1	Closed	-$14.4K	–	9774
2014 Q2	$12K	Hold	1	–	–	﹤0.01%	8682
2014 Q1	$50K	Buy	+1	New	+$33K	﹤0.01%	6822
2013 Q3	–	Hold	0	–	-$4K	–	10397
2013 Q2	–	Hold	0	–	–	–	9392

Other funds holding CREG

Carlyle Group Washington, District of Columbia $10.6B AUM 11.25% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Menta Capital San Francisco, California $236M AUM 6.6% 1-Year Est. Return

UBS's CREG Position: Q3 2014 in Review

UBS sold out of Smart Powerr (CREG) in Q3 2014, closing a stake of 1 share — an estimated $14.4K sold.

UBS first reported a position in CREG in Q1 2014 and held it in 2 quarters. The position peaked at $50K in Q1 2014. 15 funds tracked by Wall St. Rank hold CREG as of Q3 2014.

UBS reported no remaining Smart Powerr position as of Q3 2014 after selling out during the quarter.
UBS sold 1 Smart Powerr share in Q3 2014, an estimated $14.4K.
UBS first reported a position in Smart Powerr in Q1 2014 and held it in 2 quarters.
UBS's Smart Powerr position peaked at $50K in Q1 2014.
15 funds tracked by Wall St. Rank held Smart Powerr as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.