Carlyle Group’s Smart Powerr CREG Stock Holding History

Carlyle Group’s Portfolio CREG Stock Details CREG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-395	Closed	-$892K	–	21
2016 Q2	$892K	Sell	395 -115	-23%	-$306K	0.02%	25
2016 Q1	$1.56M	Sell	510 -41	-7%	-$128K	0.02%	27
2015 Q4	$1.97M	Sell	551 -165	-23%	-$671K	0.03%	28
2015 Q3	$3.58M	Sell	716 -19	-3%	-$134K	0.03%	26
2015 Q2	$6.1M	Sell	735 -40	-5%	-$383K	0.04%	26
2015 Q1	$7.9M	Sell	775 -50	-6%	-$434K	0.04%	27
2014 Q4	$6.21M	Sell	825 -114	-12%	-$1.29M	0.04%	33
2014 Q3	$11.6M	Sell	939 -288	-23%	-$4.15M	0.1%	25
2014 Q2	$21.6M	Sell	1,227 -20	-2%	-$592K	0.17%	24
2014 Q1	$49M	Hold	1,247	–	–	0.31%	21
2013 Q4	$42.9M	Hold	1,247	–	–	0.29%	21
2013 Q3	$29.9M	Hold	1,247	–	–	0.24%	21
2013 Q2	$14.6M	Buy	+1,247	New	+$12.5M	0.13%	21

Other funds holding CREG

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Carlyle Group's CREG Position: Q3 2016 in Review

Carlyle Group sold out of Smart Powerr (CREG) in Q3 2016, closing a stake of 395 shares — an estimated $892K sold.

Carlyle Group first reported a position in CREG in Q2 2013 and held it in 13 quarters. The position peaked at $49M in Q1 2014. 3 funds tracked by Wall St. Rank hold CREG as of Q3 2016.

Carlyle Group reported no remaining Smart Powerr position as of Q3 2016 after selling out during the quarter.
Carlyle Group sold 395 Smart Powerr shares in Q3 2016, an estimated $892K.
Carlyle Group first reported a position in Smart Powerr in Q2 2013 and held it in 13 quarters.
Carlyle Group's Smart Powerr position peaked at $49M in Q1 2014.
3 funds tracked by Wall St. Rank held Smart Powerr as of Q3 2016.

Based on Carlyle Group's 13F filing for Q3 2016, filed 14 Nov 2016.