UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MIC
2176
PUT
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $3.73M | ﹤0.01% |
+50,000
| New | +$3.99M |
|
2177
Gladstone Investment Corp
GAIN
$643M
| $3.73M | ﹤0.01% |
529,358
-83,798
| -14% | -$644K |
|
|
SRC
2178
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $3.72M | ﹤0.01% |
90,862
-23,823
| -21% | -$1.05M |
|
2179
PUT
Capital One
COF
$128B
| $3.72M | ﹤0.01% |
51,300
+49,700
| +3,106% | +$3.99M |
|
2180
PUT
Wolfspeed
WOLF
$1.23B
| $3.72M | ﹤0.01% |
153,400
-1,000
| -0.6% | -$25.6K |
|
2181
PUT
Cheniere Energy
LNG
$55.2B
| $3.71M | ﹤0.01% |
76,900
-12,500
| -14% | -$771K |
|
2182
State Street Multi-Asset Real Return ETF
RLY
$1.26B
| $3.71M | ﹤0.01% |
163,276
+2,527
| +2% | +$60.9K |
|
|
MYD
2183
DELISTED
BlackRock MuniYield Fund
MYD
| $3.7M | ﹤0.01% |
260,675
-4,176
| -2% | -$58.9K |
|
|
OUTR
2184
DELISTED
OUTERWALL INC
OUTR
| $3.7M | ﹤0.01% |
64,959
+21,531
| +50% | +$1.48M |
|
|
NSM
2185
DELISTED
Nationstar Mortgage Holdings
NSM
| $3.69M | ﹤0.01% |
266,431
+32,426
| +14% | +$545K |
|
2186
Nabors Industries
NBR
$1.27B
| $3.69M | ﹤0.01% |
7,807
+5,226
| +202% | +$2.94M |
|
|
P
2187
PUT
DELISTED
Pandora Media Inc
P
| $3.69M | ﹤0.01% |
172,800
| – | – |
|
|
PML
2188
PIMCO Municipal Income Fund II
PML
$485M
| $3.69M | ﹤0.01% |
306,634
+7,476
| +2% | +$88.5K |
|
|
MLNX
2189
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $3.68M | ﹤0.01% |
97,469
+80,826
| +486% | +$3.47M |
|
2190
Crocs
CROX
$6.14B
| $3.68M | ﹤0.01% |
284,433
+246,170
| +643% | +$3.57M |
|
2191
Commercial Metals
CMC
$7.6B
| $3.67M | ﹤0.01% |
270,974
-92,710
| -25% | -$1.42M |
|
|
GZT
2192
DELISTED
Gazit-globe Ltd
GZT
| $3.67M | ﹤0.01% |
363,140
+330,893
| +1,026% | +$3.71M |
|
|
TPC
2193
Tutor Perini Cor
TPC
$4.41B
| $3.67M | ﹤0.01% |
222,687
+2,312
| +1% | +$42.4K |
|
2194
Opko Health
OPK
$985M
| $3.66M | ﹤0.01% |
435,149
+201,705
| +86% | +$2.67M |
|
2195
USA Compression Partners
USAC
$3.79B
| $3.66M | ﹤0.01% |
253,742
+100,486
| +66% | +$1.85M |
|
2196
Invesco Dividend Achievers ETF
PFM
$793M
| $3.65M | ﹤0.01% |
187,932
-239,679
| -56% | -$4.87M |
|
|
BSCN
2197
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $3.65M | ﹤0.01% |
179,371
+4,418
| +3% | +$89K |
|
|
ESV
2198
DELISTED
Ensco Rowan plc
ESV
| $3.64M | ﹤0.01% |
64,704
-9,767
| -13% | -$672K |
|
|
CMCM
2199
PUT
Cheetah Mobile
CMCM
$86.6M
| $3.64M | ﹤0.01% |
+50,300
| New | +$5.39M |
|
|
CFD
2200
DELISTED
Nuveen Diversified Commodity Fnd
CFD
| $3.64M | ﹤0.01% |
352,615
+23,712
| +7% | +$259K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.