UBS Group Portfolio holdings

AUM $478B

1-Year Return 17.78%

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

+3.9%

1 Year Return

+17.78%

3 Year Return

+59.77%

5 Year Return

+91.78%

10 Year Return

+181.19%

AUM

$125B

AUM Growth

+$8.1B (+6.9%)

Cap. Flow

+$3.8B

Cap. Flow % of AUM

3.04%

Top 10 Holdings % Top 10 Hldgs %

15.88%

Holding

7,404

New

468

Increased

3,404

Reduced

2,780

Closed

465

Top Buys

1	Alphabet (Google) Class A GOOGL	+$817M
2	Kraft Heinz KHC	+$534M
3	MPLX MPLX	+$470M
4	TWX Time Warner Inc TWX	+$411M
5	Accenture ACN	+$331M

Top Sells

1	SPDR S&P 500 ETF Trust SPY	+$2.92B
2	American International AIG	+$1.07B
3	Alphabet (Google) Class C GOOG	+$719M
4	MWE MARKWEST ENERGY PARTNERS, LP MWE	+$424M
5	Live Nation Entertainment LYV	+$384M

Sector Composition

1	Financials	9.02%
2	Healthcare	8.73%
3	Technology	7.62%
4	Energy	7.06%
5	Industrials	6.64%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1626	1626 Cooper Companies COO $13.3B	$4.29M	﹤0.01%	127,704 +89,756	+237%	+$3.01M
1627	1627 Vanguard S&P Small-Cap 600 Growth ETF VIOG $862M	$4.27M	﹤0.01%	79,914 +17,568	+28%	+$938K
1628	1628 Novavax NVAX $1.3B	$4.26M	﹤0.01%	25,385 +24,119	+1,905%	+$4.05M
1629	BCS.PRC 1629 DELISTED BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK) BCS.PRC	$4.26M	﹤0.01%	161,583 +4,679	+3%	+$123K
1630	SGI 1630 Somnigroup International Inc. SGI $17.6B	$4.26M	﹤0.01%	241,600 +118,796	+97%	+$2.09M
1631	1631 Tanger SKT $3.86B	$4.24M	﹤0.01%	129,671 +79,327	+158%	+$2.59M
1632	LRFC 1632 DELISTED Logan Ridge Finance Corp LRFC	$4.24M	﹤0.01%	58,451 +606	+1%	+$43.9K
1633	INVX 1633 Innovex International, Inc. INVX $1.14B	$4.23M	﹤0.01%	71,454 +52,202	+271%	+$3.09M
1634	1634 abrdn Physical Precious Metals Basket Shares ETF GLTR $1.67B	$4.23M	﹤0.01%	80,805 -7,244	-8%	-$379K
1635	1635 Brookfield Infrastructure Partners BIP $14.2B	$4.22M	﹤0.01%	280,746 +7,293	+3%	+$110K
1636	1636 New Oriental EDU $8.79B	$4.22M	﹤0.01%	134,593 -97,713	-42%	-$3.07M
1637	WRI 1637 DELISTED Weingarten Realty Investors WRI	$4.21M	﹤0.01%	121,777 +44,966	+59%	+$1.55M
1638	SMM 1638 DELISTED Salient Midstream & MLP Fund SMM	$4.21M	﹤0.01%	441,452 -319,793	-42%	-$3.05M
1639	EMO 1639 ClearBridge Energy Midstream Opportunity Fund EMO $856M	$4.2M	﹤0.01%	66,345 +9,487	+17%	+$601K
1640	1640 Invesco S&P SmallCap Low Volatility ETF XSLV $259M	$4.2M	﹤0.01%	124,538 +62,980	+102%	+$2.13M
1641	OCIP 1641 DELISTED OCI Partners LP OCIP	$4.2M	﹤0.01%	588,757 +59,477	+11%	+$424K
1642	1642 American Axle AXL $697M	$4.19M	﹤0.01%	220,997 +11,575	+6%	+$219K
1643	1643 BlackRock Enhanced Captial and Income Fund CII $936M	$4.19M	﹤0.01%	295,934 +5,035	+2%	+$71.2K
1644	1644 ServisFirst Bancshares SFBS $4.57B	$4.19M	﹤0.01%	176,092 +10,094	+6%	+$240K
1645	1645 Ralph Lauren RL $19.1B	$4.18M	﹤0.01%	37,529 -37,447	-50%	-$4.17M
1646	NJ 1646 DELISTED NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK NJ	$4.18M	﹤0.01%	229,279 +204,357	+820%	+$3.73M
1647	1647 Manchester United MANU $2.8B	$4.17M	﹤0.01%	234,215 +3,584	+2%	+$63.8K
1648	1648 Jack Henry & Associates JKHY $11.7B	$4.17M	﹤0.01%	53,416 -10,867	-17%	-$848K
1649	1649 Autohome ATHM $3.48B	$4.17M	﹤0.01%	119,269 -454,831	-79%	-$15.9M
1650	TUP 1650 DELISTED Tupperware Brands Corporation TUP	$4.16M	﹤0.01%	74,806 +12,149	+19%	+$676K