UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$591M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$493M |
| 3 |
Broadcom
AVGO
|
+$481M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$460M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$338M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$503M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$370M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$368M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$279M |
| 5 |
Fidelity National Information Services
FIS
|
+$241M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.13% |
| 2 | Financials | 7.1% |
| 3 | Healthcare | 6% |
| 4 | Consumer Discretionary | 5.02% |
| 5 | Industrials | 4.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RSVR
5926
Reservoir Media
RSVR
$667M
| $155K | ﹤0.01% |
21,805
-50,039
| -70% | -$305K |
|
|
JHS
5927
John Hancock Income Securities Trust
JHS
$127M
| $155K | ﹤0.01% |
14,288
-51,419
| -78% | -$531K |
|
|
MNTX
5928
DELISTED
Manitex International, Inc.
MNTX
| $155K | ﹤0.01% |
+17,776
| New | +$107K |
|
5929
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$158M
| $155K | ﹤0.01% |
4,720
+4,504
| +2,085% | +$145K |
|
5930
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$272M
| $155K | ﹤0.01% |
7,503
+909
| +14% | +$18.8K |
|
|
PNNT
5931
Pennant Park Investment Corp
PNNT
$241M
| $155K | ﹤0.01% |
22,411
-18,403
| -45% | -$119K |
|
5932
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
| $154K | ﹤0.01% |
6,467
-1,774
| -22% | -$39.5K |
|
5933
Danaos Corp
DAC
$2.56B
| $153K | ﹤0.01% |
2,071
+1,019
| +97% | +$69.2K |
|
|
PWOD
5934
DELISTED
Penns Woods Bancorp
PWOD
| $153K | ﹤0.01% |
6,810
+2,653
| +64% | +$56.3K |
|
|
MRUS
5935
DELISTED
Merus
MRUS
| $153K | ﹤0.01% |
5,563
+5,430
| +4,083% | +$127K |
|
5936
Traeger
COOK
$172M
| $152K | ﹤0.01% |
1,114
+531
| +91% | +$68.5K |
|
5937
El Paso Energy Capital Trust I
EP.PRC
$223M
| $152K | ﹤0.01% |
3,221
-2,052
| -39% | -$94.2K |
|
5938
FT Vest US Equity Deep Buffer ETF December
DDEC
$435M
| $151K | ﹤0.01% |
4,233
+3,493
| +472% | +$121K |
|
5939
Actinium Pharmaceuticals
ATNM
$25M
| $151K | ﹤0.01% |
29,757
+17,594
| +145% | +$90.6K |
|
5940
Expensify
EXFY
$245M
| $151K | ﹤0.01% |
61,160
+58,932
| +2,645% | +$153K |
|
|
DHF
5941
BNY Mellon High Yield Strategies Fund
DHF
$172M
| $151K | ﹤0.01% |
65,914
-10,266
| -13% | -$22.6K |
|
5942
Noodles & Co
NDLS
$107M
| $151K | ﹤0.01% |
5,985
+3,302
| +123% | +$72.2K |
|
5943
Foghorn Therapeutics
FHTX
$360M
| $151K | ﹤0.01% |
23,381
+12,945
| +124% | +$55.8K |
|
5944
MicroSectors FANG & Innovation 3x Leveraged ETN
BULZ
$311M
| $150K | ﹤0.01% |
14,300
-8,410
| -37% | -$67.4K |
|
|
TELL
5945
DELISTED
Tellurian Inc.
TELL
| $150K | ﹤0.01% |
198,416
-2,604,920
| -93% | -$1.85M |
|
5946
Bit Origin
BTOG
$2.21M
| $149K | ﹤0.01% |
+600
| New | +$103K |
|
5947
Clarus
CLAR
$143M
| $149K | ﹤0.01% |
21,667
+7,712
| +55% | +$45.3K |
|
5948
Aveanna Healthcare
AVAH
$2.07B
| $149K | ﹤0.01% |
55,705
+28,816
| +107% | +$55K |
|
5949
Vuzix
VUZI
$224M
| $149K | ﹤0.01% |
71,255
+26,565
| +59% | +$72.4K |
|
5950
Century Casinos
CNTY
$34M
| $149K | ﹤0.01% |
30,435
+16,005
| +111% | +$73.9K |
|
Similar funds
UBS Group's Q4 2023 Portfolio in Review
As of Q4 2023, UBS Group held 10,649 positions worth $334B, up 15% from $290B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2023, opening 1,223 new positions and adding to 4,779 existing holdings. Its largest new stake was Veralto: 498,566 shares worth $41M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $503M trimmed.
- UBS Group's largest Q4 2023 buy was Veralto: 498,566 shares worth $41M.
- UBS Group added most to UBS Group in Q4 2023, an estimated $591M increase.
- UBS Group's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $503M.
- UBS Group fully exited Activision Blizzard in Q4 2023, selling an estimated $370M.
- UBS Group's ten largest holdings make up 14% of its $334B portfolio in Q4 2023.
- UBS Group opened 1,223 new positions and closed 1,397 in Q4 2023.
- UBS Group's portfolio value rose 15% quarter-over-quarter to $334B.
Based on UBS Group's 13F filing for Q4 2023, filed 9 Feb 2024.