UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$3.78B |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$718M |
| 3 |
SCHW
Charles Schwab
SCHW
|
+$218M |
| 4 |
Union Pacific
UNP
|
+$210M |
| 5 |
Alcon
ALC
|
+$185M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$820M |
| 2 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$604M |
| 3 |
Apple
AAPL
|
+$598M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$524M |
| 5 |
TSMC
TSM
|
+$324M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.29% |
| 2 | Financials | 8.09% |
| 3 | Healthcare | 6.75% |
| 4 | Consumer Discretionary | 5.04% |
| 5 | Industrials | 4.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5701
Nuveen ESG Dividend ETF
NUDV
$51M
| $131K | ﹤0.01% |
5,497
+4,951
| +907% | +$120K |
|
5702
Hippo Holdings
HIPO
$856M
| $131K | ﹤0.01% |
8,071
+1,080
| +15% | +$17.6K |
|
|
WFH
5703
DELISTED
Direxion Work From Home ETF
WFH
| $131K | ﹤0.01% |
2,867
-4,566
| -61% | -$201K |
|
5704
ThredUp
TDUP
$424M
| $131K | ﹤0.01% |
51,710
+30,957
| +149% | +$57.7K |
|
|
LOVE
5705
LoveSac
LOVE
$253M
| $131K | ﹤0.01% |
4,518
-1,271
| -22% | -$33.6K |
|
5706
BrightView Holdings
BV
$1.05B
| $130K | ﹤0.01% |
23,219
+6,694
| +41% | +$45.2K |
|
5707
Finward Bancorp
FNWD
$192M
| $130K | ﹤0.01% |
4,483
-579
| -11% | -$20.3K |
|
5708
Lantern Pharma
LTRN
$35.9M
| $130K | ﹤0.01% |
27,000
+12,159
| +82% | +$63.9K |
|
5709
Oppenheimer Holdings
OPY
$1.2B
| $130K | ﹤0.01% |
3,330
+532
| +19% | +$23.4K |
|
|
PFO
5710
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
| $130K | ﹤0.01% |
15,796
-14,826
| -48% | -$133K |
|
5711
Simplify Interest Rate Hedge ETF
PFIX
$178M
| $130K | ﹤0.01% |
2,138
-1,234
| -37% | -$78.1K |
|
|
HTB
5712
HomeTrust Bancshares
HTB
$826M
| $130K | ﹤0.01% |
5,295
+833
| +19% | +$22K |
|
5713
Warby Parker
WRBY
$3.26B
| $130K | ﹤0.01% |
12,288
-662
| -5% | -$9.07K |
|
5714
RCM Technologies
RCMT
$205M
| $130K | ﹤0.01% |
11,241
-3,823
| -25% | -$50.3K |
|
|
DOCT
5715
FT Vest US Equity Deep Buffer ETF October
DOCT
$388M
| $130K | ﹤0.01% |
3,950
+1,308
| +50% | +$42.1K |
|
5716
Global Indemnity Group
GBLI
$423M
| $130K | ﹤0.01% |
4,603
-4,098
| -47% | -$116K |
|
|
BKCC
5717
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $129K | ﹤0.01% |
37,449
-7,553
| -17% | -$27.5K |
|
5718
908 Devices
MASS
$361M
| $129K | ﹤0.01% |
15,016
+10,797
| +256% | +$96.3K |
|
|
ECC
5719
Eagle Point Credit Company
ECC
$512M
| $129K | ﹤0.01% |
11,527
+4,427
| +62% | +$48K |
|
5720
WisdomTree US Value Fund
WTV
$3.36B
| $128K | ﹤0.01% |
2,190
-878
| -29% | -$52.8K |
|
5721
Carter Bankshares
CARE
$703M
| $128K | ﹤0.01% |
9,167
+2,572
| +39% | +$41.5K |
|
5722
ProShares UltraPro S&P 500
UPRO
$5.76B
| $128K | ﹤0.01% |
+3,324
| New | +$121K |
|
5723
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$743M
| $128K | ﹤0.01% |
6,073
+2,173
| +56% | +$45.7K |
|
5724
iShares 1-3 Year International Treasury Bond ETF
ISHG
$826M
| $128K | ﹤0.01% |
1,825
-1,522
| -45% | -$106K |
|
5725
Daily Journal
DJCO
$773M
| $128K | ﹤0.01% |
449
+53
| +13% | +$15.4K |
|
Similar funds
UBS Group's Q1 2023 Portfolio in Review
As of Q1 2023, UBS Group held 11,664 positions worth $274B, up 2.2% from $268B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group withdrew a net $10.4B in Q1 2023, closing 2,127 positions and reducing 4,260 holdings. Its most notable exit was LHC Group LLC, an estimated $49M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.
Against the trend, UBS Group opened a new position in First Trust Nasdaq Oil & Gas ETF worth $13.3M.
- UBS Group's largest Q1 2023 buy was First Trust Nasdaq Oil & Gas ETF: 493,205 shares worth $13.3M.
- UBS Group added most to UBS Group in Q1 2023, an estimated $3.78B increase.
- UBS Group's biggest Q1 2023 reduction was Microsoft, cutting an estimated $820M.
- UBS Group fully exited LHC Group LLC in Q1 2023, selling an estimated $49M.
- UBS Group's ten largest holdings make up 16% of its $274B portfolio in Q1 2023.
- UBS Group opened 983 new positions and closed 2,127 in Q1 2023.
- UBS Group's portfolio value rose 2.2% quarter-over-quarter to $274B.
Based on UBS Group's 13F filing for Q1 2023, filed 12 May 2023.