UBS Group

UBS Group’s FT Vest US Equity Deep Buffer ETF October DOCT Stock Holding History

UBS Group’s Portfolio DOCT Stock Details DOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-1,033	Closed	-$44.6K	–	10630
2025 Q3	$44.6K	Buy	+1,033	New	+$43.5K	﹤0.01%	7645
2025 Q2	–	Sell	-4,756	Closed	-$182K	–	10356
2025 Q1	$182K	Buy	4,756 +4,378	+1,158%	+$173K	﹤0.01%	6616
2024 Q4	$14.9K	Sell	378 -3,964	-91%	-$156K	﹤0.01%	8064
2024 Q3	$169K	Buy	4,342 +2,557	+143%	+$98.9K	﹤0.01%	6000
2024 Q2	$68.5K	Buy	1,785 +666	+60%	+$25.2K	﹤0.01%	6445
2024 Q1	$42.1K	Buy	+1,119	New	+$41.4K	﹤0.01%	6589
2023 Q3	–	Sell	-5,164	Closed	-$180K	–	9558
2023 Q2	$180K	Buy	5,164 +1,214	+31%	+$40.8K	﹤0.01%	5554
2023 Q1	$130K	Buy	3,950 +1,308	+50%	+$42.1K	﹤0.01%	5718
2022 Q4	$82.7K	Buy	+2,642	New	+$82.3K	﹤0.01%	6276
2022 Q2	–	Sell	-98	Closed	-$3K	–	10425
2022 Q1	$3K	Sell	98 -1,353	-93%	-$43.8K	﹤0.01%	9433
2021 Q4	$48K	Buy	1,451 +517	+55%	+$16.9K	﹤0.01%	6931
2021 Q3	$30K	Sell	934 -4,146	-82%	-$134K	﹤0.01%	6744
2021 Q2	$164K	Buy	5,080 +3,164	+165%	+$101K	﹤0.01%	5505
2021 Q1	$61K	Buy	+1,916	New	+$59.7K	﹤0.01%	6352

Other funds holding DOCT

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Ogorek Anthony Joseph Williamsville, New York $365M AUM 18.21% 1-Year Est. Return

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Wood Tarver Financial Group Boise, Idaho $362M AUM 14.75% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Mutual Advisors Omaha, Nebraska $4.66B AUM 17.48% 1-Year Est. Return

Raymond James Financial

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Per Stirling Capital Management Austin, Texas $905M AUM 17.06% 1-Year Est. Return

LCNB Corp Lebanon, Ohio $297M AUM 22.17% 1-Year Est. Return

Winnow Wealth Waco, Texas $130M AUM 17.71% 1-Year Est. Return