UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$591M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$493M |
| 3 |
Broadcom
AVGO
|
+$481M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$460M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$338M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$503M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$370M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$368M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$279M |
| 5 |
Fidelity National Information Services
FIS
|
+$241M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.13% |
| 2 | Financials | 7.1% |
| 3 | Healthcare | 6% |
| 4 | Consumer Discretionary | 5.02% |
| 5 | Industrials | 4.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5301
National Presto Industries
NPK
$989M
| $389K | ﹤0.01% |
4,847
+4,187
| +634% | +$322K |
|
|
MRCC
5302
DELISTED
Monroe Capital Corp
MRCC
| $388K | ﹤0.01% |
54,920
+24,822
| +82% | +$176K |
|
|
REFI
5303
Chicago Atlantic Real Estate Finance
REFI
$261M
| $388K | ﹤0.01% |
23,964
+7,938
| +50% | +$121K |
|
|
DMB
5304
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
| $387K | ﹤0.01% |
37,502
-2,855
| -7% | -$28K |
|
5305
Sprott Physical Gold and Silver Trust
CEF
$8.06B
| $386K | ﹤0.01% |
20,161
+19,869
| +6,804% | +$366K |
|
5306
CALL
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
| $386K | ﹤0.01% |
+10,174
| New | +$359K |
|
|
SRTA
5307
Strata Critical Medical Inc
SRTA
$512M
| $385K | ﹤0.01% |
108,932
+28,566
| +36% | +$82K |
|
5308
iShares International Developed Real Estate ETF
IFGL
$83.2M
| $383K | ﹤0.01% |
17,601
+400
| +2% | +$7.84K |
|
|
SEI
5309
Solaris Energy Infrastructure
SEI
$3.82B
| $382K | ﹤0.01% |
48,049
+22,898
| +91% | +$207K |
|
5310
Carvana
CVNA
$77.9B
| $382K | ﹤0.01% |
36,120
-371,980
| -91% | -$2.79M |
|
5311
Belpointe PREP
OZ
$183M
| $382K | ﹤0.01% |
4,950
-2,000
| -29% | -$144K |
|
5312
Lifestance Health
LFST
$4.14B
| $382K | ﹤0.01% |
48,832
+41,366
| +554% | +$267K |
|
5313
Invesco S&P SmallCap Financials ETF
PSCF
$27.3M
| $379K | ﹤0.01% |
7,715
-449
| -5% | -$19.4K |
|
5314
iShares MSCI Japan Value ETF
EWJV
$756M
| $379K | ﹤0.01% |
12,989
+2,611
| +25% | +$74.3K |
|
5315
CALL
Tencent Music
TME
$15.6B
| $379K | ﹤0.01% |
42,048
-970,000
| -96% | -$7.51M |
|
|
BIG
5316
DELISTED
Big Lots, Inc.
BIG
| $378K | ﹤0.01% |
48,524
-174,354
| -78% | -$898K |
|
5317
CALL
Bausch Health
BHC
$2.34B
| $378K | ﹤0.01% |
+47,100
| New | +$343K |
|
|
NCZ
5318
Virtus Convertible & Income Fund II
NCZ
$301M
| $377K | ﹤0.01% |
31,668
+1,518
| +5% | +$16.8K |
|
5319
Frontier Group Holdings
ULCC
$1.7B
| $377K | ﹤0.01% |
69,086
-6,347
| -8% | -$27.8K |
|
5320
Oric Pharmaceuticals
ORIC
$1.4B
| $377K | ﹤0.01% |
40,973
+23,701
| +137% | +$171K |
|
5321
UroGen Pharma
URGN
$2.29B
| $376K | ﹤0.01% |
25,069
+5,850
| +30% | +$75.9K |
|
5322
Carter Bankshares
CARE
$731M
| $376K | ﹤0.01% |
25,088
+11,859
| +90% | +$149K |
|
|
AKTS
5323
DELISTED
Akoustis Technologies Inc
AKTS
| $375K | ﹤0.01% |
450,168
+19,761
| +5% | +$13.3K |
|
5324
Orange County Bancorp
OBT
$518M
| $375K | ﹤0.01% |
12,450
+4,796
| +63% | +$115K |
|
5325
Ginkgo Bioworks
DNA
$521M
| $375K | ﹤0.01% |
5,540
-4,586
| -45% | -$281K |
|
Similar funds
UBS Group's Q4 2023 Portfolio in Review
As of Q4 2023, UBS Group held 10,649 positions worth $334B, up 15% from $290B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2023, opening 1,223 new positions and adding to 4,779 existing holdings. Its largest new stake was Veralto: 498,566 shares worth $41M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $503M trimmed.
- UBS Group's largest Q4 2023 buy was Veralto: 498,566 shares worth $41M.
- UBS Group added most to UBS Group in Q4 2023, an estimated $591M increase.
- UBS Group's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $503M.
- UBS Group fully exited Activision Blizzard in Q4 2023, selling an estimated $370M.
- UBS Group's ten largest holdings make up 14% of its $334B portfolio in Q4 2023.
- UBS Group opened 1,223 new positions and closed 1,397 in Q4 2023.
- UBS Group's portfolio value rose 15% quarter-over-quarter to $334B.
Based on UBS Group's 13F filing for Q4 2023, filed 9 Feb 2024.