UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$591M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$493M |
| 3 |
Broadcom
AVGO
|
+$481M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$460M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$338M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$503M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$370M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$368M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$279M |
| 5 |
Fidelity National Information Services
FIS
|
+$241M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.13% |
| 2 | Financials | 7.1% |
| 3 | Healthcare | 6% |
| 4 | Consumer Discretionary | 5.02% |
| 5 | Industrials | 4.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5251
ProShares UltraShort Russell2000
TWM
$41.3M
| $408K | ﹤0.01% |
7,006
+5,718
| +444% | +$437K |
|
5252
Outdoor Holding Co
POWW
$247M
| $407K | ﹤0.01% |
194,002
+25,900
| +15% | +$59K |
|
5253
Vanguard US Multifactor ETF
VFMF
$920M
| $407K | ﹤0.01% |
3,546
+37
| +1% | +$3.91K |
|
5254
VirTra
VTSI
$34.5M
| $407K | ﹤0.01% |
43,002
+11,576
| +37% | +$75.4K |
|
|
PHD
5255
DELISTED
Pioneer Floating Rate Fund
PHD
| $406K | ﹤0.01% |
44,327
+28,398
| +178% | +$254K |
|
5256
Unisys
UIS
$217M
| $406K | ﹤0.01% |
72,257
-92,654
| -56% | -$393K |
|
|
SUPV
5257
Grupo Supervielle
SUPV
$753M
| $406K | ﹤0.01% |
100,000
+91,358
| +1,057% | +$249K |
|
5258
Five Star Bancorp
FSBC
$1.13B
| $406K | ﹤0.01% |
15,497
+7,400
| +91% | +$162K |
|
5259
Ocular Therapeutix
OCUL
$2.02B
| $405K | ﹤0.01% |
90,833
+37,259
| +70% | +$110K |
|
5260
Evolution Petroleum
EPM
$131M
| $405K | ﹤0.01% |
69,691
+33,299
| +92% | +$204K |
|
|
MIN
5261
Aberdeen Intermediate Income Fund
MIN
$278M
| $404K | ﹤0.01% |
150,891
-678,226
| -82% | -$1.81M |
|
|
IHD
5262
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
| $404K | ﹤0.01% |
76,394
-17,095
| -18% | -$83.3K |
|
5263
Ideal Power
IPWR
$74.2M
| $404K | ﹤0.01% |
52,006
+1,937
| +4% | +$16.5K |
|
5264
CION Investment
CION
$374M
| $404K | ﹤0.01% |
35,706
-6,208
| -15% | -$66K |
|
|
GRTS
5265
DELISTED
Gritstone bio, Inc. Common Stock
GRTS
| $403K | ﹤0.01% |
197,668
-68,259
| -26% | -$125K |
|
|
OPPE
5266
WisdomTree European Opportunities Fund
OPPE
$295M
| $403K | ﹤0.01% |
11,197
+53
| +0.5% | +$1.79K |
|
|
APLT
5267
DELISTED
Applied Therapeutics
APLT
| $403K | ﹤0.01% |
120,207
+11,826
| +11% | +$29.4K |
|
|
HEQ
5268
John Hancock Hedged Equity & Income Fund
HEQ
$140M
| $403K | ﹤0.01% |
40,063
-914
| -2% | -$8.84K |
|
|
HTY
5269
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
| $403K | ﹤0.01% |
78,773
-315
| -0.4% | -$1.4K |
|
5270
Oak Valley Bancorp
OVLY
$281M
| $402K | ﹤0.01% |
13,428
+3,671
| +38% | +$96.1K |
|
|
HSHP
5271
Himalaya Shipping
HSHP
$748M
| $402K | ﹤0.01% |
59,471
+54,700
| +1,147% | +$295K |
|
5272
AnaptysBio
ANAB
$1.68B
| $401K | ﹤0.01% |
18,742
+1,156
| +7% | +$19.9K |
|
|
SILV
5273
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
| $401K | ﹤0.01% |
61,287
-160
| -0.3% | -$891 |
|
5274
Willdan Group
WLDN
$1.3B
| $401K | ﹤0.01% |
18,638
+4,735
| +34% | +$94.1K |
|
|
CSTR
5275
DELISTED
CapStar Financial Holdings, Inc
CSTR
| $401K | ﹤0.01% |
21,381
+10,316
| +93% | +$168K |
|
Similar funds
UBS Group's Q4 2023 Portfolio in Review
As of Q4 2023, UBS Group held 10,649 positions worth $334B, up 15% from $290B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2023, opening 1,223 new positions and adding to 4,779 existing holdings. Its largest new stake was Veralto: 498,566 shares worth $41M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $503M trimmed.
- UBS Group's largest Q4 2023 buy was Veralto: 498,566 shares worth $41M.
- UBS Group added most to UBS Group in Q4 2023, an estimated $591M increase.
- UBS Group's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $503M.
- UBS Group fully exited Activision Blizzard in Q4 2023, selling an estimated $370M.
- UBS Group's ten largest holdings make up 14% of its $334B portfolio in Q4 2023.
- UBS Group opened 1,223 new positions and closed 1,397 in Q4 2023.
- UBS Group's portfolio value rose 15% quarter-over-quarter to $334B.
Based on UBS Group's 13F filing for Q4 2023, filed 9 Feb 2024.