UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$591M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$493M |
| 3 |
Broadcom
AVGO
|
+$481M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$460M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$338M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$503M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$370M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$368M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$279M |
| 5 |
Fidelity National Information Services
FIS
|
+$241M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.13% |
| 2 | Financials | 7.1% |
| 3 | Healthcare | 6% |
| 4 | Consumer Discretionary | 5.02% |
| 5 | Industrials | 4.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
5226
Northrim BanCorp
NRIM
$587M
| $423K | ﹤0.01% |
29,560
+11,468
| +63% | +$135K |
|
5227
Esquire Financial Holdings
ESQ
$1.14B
| $423K | ﹤0.01% |
8,458
+4,000
| +90% | +$188K |
|
5228
Johnson Outdoors
JOUT
$505M
| $421K | ﹤0.01% |
7,882
+2,274
| +41% | +$116K |
|
5229
Farmers & Merchants Bancorp
FMAO
$481M
| $420K | ﹤0.01% |
16,936
+7,160
| +73% | +$142K |
|
|
PDS
5230
Precision Drilling
PDS
$974M
| $420K | ﹤0.01% |
7,730
+796
| +11% | +$46K |
|
|
TDAY
5231
USA Today Co
TDAY
$1.06B
| $420K | ﹤0.01% |
182,396
+82,860
| +83% | +$185K |
|
5232
TriplePoint Venture Growth BDC
TPVG
$211M
| $418K | ﹤0.01% |
38,482
-6,244
| -14% | -$63.9K |
|
|
PPT
5233
Franklin Premier Income Trust
PPT
$328M
| $418K | ﹤0.01% |
117,010
+10,916
| +10% | +$37.5K |
|
5234
Bowman Consulting
BWMN
$477M
| $418K | ﹤0.01% |
11,758
+6,534
| +125% | +$195K |
|
5235
Heartbeam
BEAT
$29.1M
| $418K | ﹤0.01% |
177,713
+17,711
| +11% | +$26.4K |
|
5236
PUT
Tandem Diabetes Care
TNDM
$1.56B
| $417K | ﹤0.01% |
+14,100
| New | +$293K |
|
5237
Invesco Bloomberg Pricing Power ETF
POWA
$183M
| $417K | ﹤0.01% |
5,757
+99
| +2% | +$6.72K |
|
5238
Alico
ALCO
$283M
| $415K | ﹤0.01% |
14,287
+3,667
| +35% | +$98.2K |
|
5239
IAMGOLD
IAG
$10.5B
| $415K | ﹤0.01% |
163,876
+25,423
| +18% | +$60.9K |
|
|
NXC
5240
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
| $413K | ﹤0.01% |
32,316
-512
| -2% | -$6.33K |
|
5241
Wave Life Sciences
WVE
$1.2B
| $412K | ﹤0.01% |
81,584
+56,701
| +228% | +$303K |
|
5242
Northeast Bank
NBN
$1.14B
| $412K | ﹤0.01% |
7,458
+3,785
| +103% | +$189K |
|
5243
Vanguard US Quality Factor ETF
VFQY
$499M
| $411K | ﹤0.01% |
3,247
+2,077
| +178% | +$241K |
|
5244
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$174M
| $410K | ﹤0.01% |
8,996
-1,438
| -14% | -$62K |
|
5245
ACNB Corp
ACNB
$655M
| $410K | ﹤0.01% |
9,163
+4,539
| +98% | +$171K |
|
5246
Utah Medical Products
UTMD
$225M
| $409K | ﹤0.01% |
4,858
+2,108
| +77% | +$175K |
|
5247
PUT
Unity
U
$18.9B
| $409K | ﹤0.01% |
10,000
-128,800
| -93% | -$3.97M |
|
|
GOL
5248
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
| $409K | ﹤0.01% |
112,940
+109,880
| +3,591% | +$361K |
|
|
SHCR
5249
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
| $409K | ﹤0.01% |
378,354
+164,780
| +77% | +$169K |
|
5250
CALL
Upstart Holdings
UPST
$3.03B
| $409K | ﹤0.01% |
10,000
| – | – |
|
Similar funds
UBS Group's Q4 2023 Portfolio in Review
As of Q4 2023, UBS Group held 10,649 positions worth $334B, up 15% from $290B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2023, opening 1,223 new positions and adding to 4,779 existing holdings. Its largest new stake was Veralto: 498,566 shares worth $41M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $503M trimmed.
- UBS Group's largest Q4 2023 buy was Veralto: 498,566 shares worth $41M.
- UBS Group added most to UBS Group in Q4 2023, an estimated $591M increase.
- UBS Group's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $503M.
- UBS Group fully exited Activision Blizzard in Q4 2023, selling an estimated $370M.
- UBS Group's ten largest holdings make up 14% of its $334B portfolio in Q4 2023.
- UBS Group opened 1,223 new positions and closed 1,397 in Q4 2023.
- UBS Group's portfolio value rose 15% quarter-over-quarter to $334B.
Based on UBS Group's 13F filing for Q4 2023, filed 9 Feb 2024.