UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4751
TG Therapeutics
TGTX
$8.71B
| $415K | ﹤0.01% |
7,970
-579
| -7% | -$19.6K |
|
4752
Evolent Health
EVH
$417M
| $414K | ﹤0.01% |
25,800
-5,009
| -16% | -$66.2K |
|
4753
HNI Corp
HNI
$3.33B
| $414K | ﹤0.01% |
12,014
-12,416
| -51% | -$446K |
|
4754
Dorian LPG
LPG
$2.49B
| $414K | ﹤0.01% |
33,958
+23,740
| +232% | +$235K |
|
4755
SunCoke Energy
SXC
$805M
| $414K | ﹤0.01% |
95,251
+1,328
| +1% | +$5.56K |
|
|
DFP
4756
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$403M
| $412K | ﹤0.01% |
14,177
+5,099
| +56% | +$143K |
|
|
BSD
4757
DELISTED
The BlackRock Strategic Municipal Trust
BSD
| $412K | ﹤0.01% |
28,904
+22,450
| +348% | +$310K |
|
|
BLUE
4758
PUT
DELISTED
bluebird bio
BLUE
| $411K | ﹤0.01% |
733
| – | – |
|
4759
CarGurus
CARG
$2.96B
| $411K | ﹤0.01% |
12,966
+9,370
| +261% | +$232K |
|
|
PAE
4760
DELISTED
PAE Incorporated Class A Common Stock
PAE
| $411K | ﹤0.01% |
44,852
+22,692
| +102% | +$210K |
|
4761
Forrester Research
FORR
$211M
| $409K | ﹤0.01% |
9,762
+2,809
| +40% | +$112K |
|
|
GLQ
4762
Clough Global Equity Fund
GLQ
$145M
| $408K | ﹤0.01% |
29,778
-1,119
| -4% | -$13.9K |
|
4763
Stride
LRN
$3.28B
| $408K | ﹤0.01% |
19,195
-54,634
| -74% | -$1.36M |
|
4764
Primoris Services
PRIM
$4.15B
| $407K | ﹤0.01% |
14,714
+4,277
| +41% | +$98.5K |
|
4765
Core Laboratories
CLB
$516M
| $406K | ﹤0.01% |
15,300
+14,043
| +1,117% | +$287K |
|
4766
China Automotive Systems
CAAS
$152M
| $405K | ﹤0.01% |
64,781
-44,755
| -41% | -$207K |
|
|
CUTR
4767
DELISTED
Cutera, Inc.
CUTR
| $405K | ﹤0.01% |
16,818
+5,868
| +54% | +$125K |
|
|
NQP
4768
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
| $404K | ﹤0.01% |
27,929
+11,526
| +70% | +$160K |
|
|
PNNT
4769
Pennant Park Investment Corp
PNNT
$222M
| $404K | ﹤0.01% |
87,836
-113,340
| -56% | -$428K |
|
4770
Acco Brands
ACCO
$385M
| $403K | ﹤0.01% |
47,683
-35,765
| -43% | -$260K |
|
|
VIVS
4771
VivoSim Labs
VIVS
$3.04M
| $403K | ﹤0.01% |
2,731
+2,610
| +2,157% | +$297K |
|
|
GAM
4772
General American Investors Company
GAM
$1.55B
| $402K | ﹤0.01% |
10,801
-2,231
| -17% | -$79.1K |
|
4773
National Healthcare
NHC
$3.48B
| $402K | ﹤0.01% |
6,048
+118
| +2% | +$7.77K |
|
|
SRG
4774
Seritage Growth Properties
SRG
$106M
| $402K | ﹤0.01% |
27,373
+6,786
| +33% | +$100K |
|
|
NEX
4775
DELISTED
NexTier Oilfield Solutions Inc.
NEX
| $402K | ﹤0.01% |
116,833
-373,996
| -76% | -$997K |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.