UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4676
Veeco
VECO
$3.23B
| $427K | ﹤0.01% |
36,516
+32,476
| +804% | +$366K |
|
4677
BrightView Holdings
BV
$1.07B
| $426K | ﹤0.01% |
24,855
+18,247
| +276% | +$337K |
|
4678
Miller Industries
MLR
$619M
| $426K | ﹤0.01% |
12,797
+5,753
| +82% | +$183K |
|
|
LORL
4679
DELISTED
Loral Space and Communications, Inc.
LORL
| $426K | ﹤0.01% |
10,294
+6,853
| +199% | +$257K |
|
|
VAL
4680
DELISTED
Valaris plc Class A Ordinary Share
VAL
| $426K | ﹤0.01% |
+88,426
| New | +$475K |
|
4681
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
| $425K | ﹤0.01% |
8,751
-22
| -0.3% | -$1.05K |
|
|
YRD
4682
Yiren Digital
YRD
$110M
| $425K | ﹤0.01% |
60,501
+8,280
| +16% | +$85.2K |
|
|
CLCT
4683
DELISTED
Collectors Universe
CLCT
| $425K | ﹤0.01% |
14,918
+2,921
| +24% | +$71.1K |
|
4684
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
| $424K | ﹤0.01% |
20,397
-122,920
| -86% | -$2.54M |
|
4685
PUT
Invesco
IVZ
$13.9B
| $424K | ﹤0.01% |
25,000
| – | – |
|
4686
Celcuity
CELC
$4.52B
| $423K | ﹤0.01% |
24,879
+4,645
| +23% | +$91.7K |
|
4687
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
| $420K | ﹤0.01% |
15,312
-642
| -4% | -$17.9K |
|
4688
PUT
PNC Financial Services
PNC
$101B
| $420K | ﹤0.01% |
3,000
+2,900
| +2,900% | +$393K |
|
4689
Green Dot
GDOT
$745M
| $419K | ﹤0.01% |
16,613
-968
| -6% | -$35.8K |
|
|
RIV
4690
RiverNorth Opportunities Fund
RIV
$317M
| $419K | ﹤0.01% |
24,660
-12,185
| -33% | -$205K |
|
|
AKCA
4691
DELISTED
Akcea Therapeutics Inc
AKCA
| $419K | ﹤0.01% |
27,244
+27,044
| +13,522% | +$576K |
|
4692
DHT Holdings
DHT
$3.02B
| $418K | ﹤0.01% |
68,075
+32,089
| +89% | +$185K |
|
4693
Quince Therapeutics
QNCX
$29.5M
| $418K | ﹤0.01% |
84
+50
| +147% | +$308K |
|
|
LDL
4694
DELISTED
Lydall, Inc.
LDL
| $418K | ﹤0.01% |
16,812
+10,642
| +172% | +$227K |
|
4695
Independent Bank Corp
IBCP
$844M
| $417K | ﹤0.01% |
19,586
+11,993
| +158% | +$250K |
|
4696
Tucows
TCX
$175M
| $416K | ﹤0.01% |
7,684
+5,112
| +199% | +$267K |
|
|
RJI
4697
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
| $416K | ﹤0.01% |
82,031
-6,831
| -8% | -$34.9K |
|
|
ESPR
4698
DELISTED
Esperion Therapeutics
ESPR
| $414K | ﹤0.01% |
11,295
-3,452
| -23% | -$137K |
|
4699
Hyster-Yale Materials Handling
HY
$665M
| $414K | ﹤0.01% |
7,573
+6,441
| +569% | +$358K |
|
|
WCC
4700
WESCO International
WCC
$17.7B
| $414K | ﹤0.01% |
8,674
-348
| -4% | -$16.4K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.