UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4651
Reynolds Consumer Products
REYN
$5.55B
| $564K | ﹤0.01% |
20,646
-21,015
| -50% | -$601K |
|
|
TEF
4652
DELISTED
Telefonica
TEF
| $564K | ﹤0.01% |
128,324
-28,740
| -18% | -$128K |
|
|
RTLR
4653
DELISTED
Rattler Midstream LP Common Units
RTLR
| $564K | ﹤0.01% |
48,017
-4,530
| -9% | -$49.1K |
|
4654
Heritage Financial
HFWA
$1.19B
| $563K | ﹤0.01% |
22,083
-20,745
| -48% | -$504K |
|
|
TCS
4655
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $563K | ﹤0.01% |
3,944
-12,465
| -76% | -$2.09M |
|
4656
Nektar Therapeutics
NKTR
$2.53B
| $562K | ﹤0.01% |
2,087
-7,494
| -78% | -$1.8M |
|
4657
PUT
Hecla Mining
HL
$11.7B
| $561K | ﹤0.01% |
+102,000
| New | +$636K |
|
|
VAPO
4658
DELISTED
Vapotherm, Inc. Common Stock
VAPO
| $560K | ﹤0.01% |
3,140
+151
| +5% | +$30.7K |
|
|
AEVA
4659
CALL
Aeva Technologies
AEVA
$1.69B
| $558K | ﹤0.01% |
+14,060
| New | +$654K |
|
|
SUM
4660
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
| $558K | ﹤0.01% |
17,741
+2,314
| +15% | +$75.5K |
|
4661
Mitek Systems
MITK
$833M
| $555K | ﹤0.01% |
30,029
+11,538
| +62% | +$234K |
|
4662
Community Health Systems
CYH
$412M
| $554K | ﹤0.01% |
47,359
-17,807
| -27% | -$232K |
|
4663
John Wiley & Sons Class B
WLYB
$2.73B
| $553K | ﹤0.01% |
10,600
| – | – |
|
|
NGD
4664
DELISTED
New Gold Inc
NGD
| $552K | ﹤0.01% |
520,624
+35,594
| +7% | +$48.9K |
|
|
NPTN
4665
DELISTED
NEOPHOTONICS CORP
NPTN
| $552K | ﹤0.01% |
63,378
-79,971
| -56% | -$729K |
|
4666
Rush Enterprises Class A
RUSHA
$6.22B
| $550K | ﹤0.01% |
18,293
+6,303
| +53% | +$186K |
|
4667
CALL
Hydrofarm Holdings
HYFM
$8.67M
| $549K | ﹤0.01% |
1,450
-5,640
| -80% | -$2.74M |
|
4668
Invesco International BuyBack Achievers ETF
IPKW
$555M
| $548K | ﹤0.01% |
12,527
+91
| +0.7% | +$4.07K |
|
4669
Karooooo
KARO
$1.95B
| $548K | ﹤0.01% |
18,564
+3,812
| +26% | +$130K |
|
4670
VanEck Pharmaceutical ETF
PPH
$996M
| $548K | ﹤0.01% |
7,534
+1,294
| +21% | +$96.5K |
|
4671
Knowles
KN
$3.31B
| $547K | ﹤0.01% |
29,199
-17,061
| -37% | -$334K |
|
4672
Riskified
RSKD
$713M
| $547K | ﹤0.01% |
+23,963
| New | +$672K |
|
|
FLC
4673
Flaherty & Crumrine Total Return Fund
FLC
$176M
| $546K | ﹤0.01% |
22,739
+594
| +3% | +$14.3K |
|
|
SPWR
4674
DELISTED
SunPower Corporation Common Stock
SPWR
| $546K | ﹤0.01% |
24,076
-23,365
| -49% | -$546K |
|
4675
Innospec
IOSP
$2.29B
| $545K | ﹤0.01% |
6,484
-7,364
| -53% | -$657K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.