UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$591M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$493M |
| 3 |
Broadcom
AVGO
|
+$481M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$460M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$338M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$503M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$370M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$368M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$279M |
| 5 |
Fidelity National Information Services
FIS
|
+$241M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.13% |
| 2 | Financials | 7.1% |
| 3 | Healthcare | 6% |
| 4 | Consumer Discretionary | 5.02% |
| 5 | Industrials | 4.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4601
CALL
Alaska Air
ALK
$5.27B
| $891K | ﹤0.01% |
22,800
| – | – |
|
4602
CALL
GSK
GSK
$104B
| $889K | ﹤0.01% |
+24,000
| New | +$862K |
|
|
MFD
4603
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
| $888K | ﹤0.01% |
112,857
-7,464
| -6% | -$54.5K |
|
4604
BlackRock 2037 Municipal Target Term Trust
BMN
$155M
| $888K | ﹤0.01% |
37,339
-15,296
| -29% | -$355K |
|
|
BELFB
4605
Bel Fuse Inc Class B
BELFB
$4.1B
| $888K | ﹤0.01% |
13,298
+4,515
| +51% | +$242K |
|
|
PLL
4606
DELISTED
Piedmont Lithium
PLL
| $887K | ﹤0.01% |
31,422
-31,660
| -50% | -$930K |
|
4607
ALPS Clean Energy ETF
ACES
$123M
| $886K | ﹤0.01% |
24,686
-3,015
| -11% | -$97.8K |
|
4608
PUT
Regenxbio
RGNX
$688M
| $885K | ﹤0.01% |
49,300
| – | – |
|
|
FMN
4609
Federated Hermes Premier Municipal Income Fund
FMN
$87.2M
| $883K | ﹤0.01% |
80,347
-31,363
| -28% | -$315K |
|
4610
Central Pacific Financial
CPF
$991M
| $882K | ﹤0.01% |
44,834
+35,845
| +399% | +$627K |
|
|
NAPA
4611
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
| $881K | ﹤0.01% |
89,411
+81,373
| +1,012% | +$822K |
|
4612
State Street SPDR S&P Global Dividend ETF
WDIV
$279M
| $879K | ﹤0.01% |
14,537
-450
| -3% | -$25.2K |
|
4613
Cerus
CERS
$508M
| $878K | ﹤0.01% |
406,484
+100,136
| +33% | +$165K |
|
4614
Digimarc Corp
DMRC
$168M
| $877K | ﹤0.01% |
24,287
+11,285
| +87% | +$358K |
|
4615
Merchants Bancorp
MBIN
$2.48B
| $877K | ﹤0.01% |
20,597
+7,616
| +59% | +$250K |
|
4616
Embecta
EMBC
$296M
| $877K | ﹤0.01% |
46,328
+17,957
| +63% | +$295K |
|
4617
Adams Diversified Equity Fund
ADX
$3.21B
| $876K | ﹤0.01% |
49,487
+326
| +0.7% | +$5.54K |
|
|
CMU
4618
DELISTED
MFS High Yield Municipal Trust
CMU
| $875K | ﹤0.01% |
264,326
-67,741
| -20% | -$209K |
|
4619
ProShares Large Cap Core Plus
CSM
$534M
| $874K | ﹤0.01% |
15,959
-40,195
| -72% | -$2.05M |
|
4620
Amerant Bancorp
AMTB
$1.12B
| $874K | ﹤0.01% |
35,574
+17,263
| +94% | +$357K |
|
4621
CALL
American Eagle Outfitters
AEO
$3.07B
| $874K | ﹤0.01% |
+41,300
| New | +$770K |
|
4622
Alger Mid Cap 40 ETF
FRTY
$150M
| $873K | ﹤0.01% |
64,781
-11,994
| -16% | -$150K |
|
4623
Nuveen Core Equity Alpha Fund
JCE
$289M
| $871K | ﹤0.01% |
64,315
-9,630
| -13% | -$124K |
|
4624
Global Industrial
GIC
$1.52B
| $871K | ﹤0.01% |
22,430
+7,228
| +48% | +$257K |
|
|
FFWM
4625
DELISTED
First Foundation Inc
FFWM
| $870K | ﹤0.01% |
89,925
+59,940
| +200% | +$382K |
|
Similar funds
UBS Group's Q4 2023 Portfolio in Review
As of Q4 2023, UBS Group held 10,649 positions worth $334B, up 15% from $290B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2023, opening 1,223 new positions and adding to 4,779 existing holdings. Its largest new stake was Veralto: 498,566 shares worth $41M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $503M trimmed.
- UBS Group's largest Q4 2023 buy was Veralto: 498,566 shares worth $41M.
- UBS Group added most to UBS Group in Q4 2023, an estimated $591M increase.
- UBS Group's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $503M.
- UBS Group fully exited Activision Blizzard in Q4 2023, selling an estimated $370M.
- UBS Group's ten largest holdings make up 14% of its $334B portfolio in Q4 2023.
- UBS Group opened 1,223 new positions and closed 1,397 in Q4 2023.
- UBS Group's portfolio value rose 15% quarter-over-quarter to $334B.
Based on UBS Group's 13F filing for Q4 2023, filed 9 Feb 2024.