UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
4251
ATN International
ATNI
$492M
| $702K | ﹤0.01% |
12,028
+7,517
| +167% | +$431K |
|
|
NAV
4252
DELISTED
Navistar International
NAV
| $702K | ﹤0.01% |
24,964
-10,205
| -29% | -$290K |
|
4253
CALL
Exelon
EXC
$47B
| $700K | ﹤0.01% |
20,329
-4,066
| -17% | -$137K |
|
|
FLC
4254
Flaherty & Crumrine Total Return Fund
FLC
$175M
| $699K | ﹤0.01% |
31,155
+11,212
| +56% | +$239K |
|
|
IFN
4255
Aberdeen India Fund
IFN
$504M
| $698K | ﹤0.01% |
33,994
-16,129
| -32% | -$330K |
|
4256
PUT
International Paper
IP
$22B
| $698K | ﹤0.01% |
17,635
| – | – |
|
|
AMJ
4257
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $698K | ﹤0.01% |
30,000
-3,960
| -12% | -$95.6K |
|
4258
MGP Ingredients
MGPI
$375M
| $697K | ﹤0.01% |
14,036
+2,435
| +21% | +$137K |
|
4259
PUT
MPLX
MPLX
$59.7B
| $697K | ﹤0.01% |
24,900
-312,600
| -93% | -$9.16M |
|
4260
CALL
The GEO Group
GEO
$4.04B
| $694K | ﹤0.01% |
+40,000
| New | +$717K |
|
|
BAF
4261
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
| $694K | ﹤0.01% |
48,303
+13,421
| +38% | +$192K |
|
4262
Artesian Resources
ARTNA
$358M
| $693K | ﹤0.01% |
18,733
+3,374
| +22% | +$122K |
|
|
TVTY
4263
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $693K | ﹤0.01% |
41,718
+18,471
| +79% | +$319K |
|
|
EBIX
4264
DELISTED
Ebix Inc
EBIX
| $693K | ﹤0.01% |
16,460
+5,965
| +57% | +$251K |
|
4265
Ingles Markets
IMKTA
$1.67B
| $691K | ﹤0.01% |
17,772
+2,768
| +18% | +$98.1K |
|
4266
Tenable Holdings
TENB
$4.01B
| $690K | ﹤0.01% |
30,854
+24,780
| +408% | +$628K |
|
|
MODN
4267
DELISTED
MODEL N, INC.
MODN
| $688K | ﹤0.01% |
24,777
+18,633
| +303% | +$463K |
|
|
LGI
4268
Lazard Global Total Return & Income Fund
LGI
$240M
| $687K | ﹤0.01% |
43,934
-1,386
| -3% | -$22K |
|
4269
Radware
RDWR
$1.19B
| $687K | ﹤0.01% |
28,304
-2,580
| -8% | -$64.5K |
|
|
EUMV
4270
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
| $685K | ﹤0.01% |
26,917
-19,522
| -42% | -$492K |
|
|
EDF
4271
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
| $684K | ﹤0.01% |
52,118
+1,593
| +3% | +$21.7K |
|
|
NVEE
4272
DELISTED
NV5 Global
NVEE
| $684K | ﹤0.01% |
40,096
+24,164
| +152% | +$439K |
|
|
CSGS
4273
DELISTED
CSG Systems International
CSGS
| $683K | ﹤0.01% |
13,208
-23,199
| -64% | -$1.19M |
|
|
HNGR
4274
DELISTED
Hanger Inc.
HNGR
| $683K | ﹤0.01% |
33,482
+20,895
| +166% | +$392K |
|
|
FSP
4275
Franklin Street Properties
FSP
$46.8M
| $682K | ﹤0.01% |
80,546
+42,404
| +111% | +$333K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.