UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$591M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$493M |
| 3 |
Broadcom
AVGO
|
+$481M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$460M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$338M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$503M |
| 2 |
ATVI
Activision Blizzard
ATVI
|
+$370M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$368M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$279M |
| 5 |
Fidelity National Information Services
FIS
|
+$241M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.13% |
| 2 | Financials | 7.1% |
| 3 | Healthcare | 6% |
| 4 | Consumer Discretionary | 5.02% |
| 5 | Industrials | 4.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
3751
Sonos
SONO
$1.78B
| $2.14M | ﹤0.01% |
124,764
+42,578
| +52% | +$574K |
|
3752
CALL
Rithm Capital
RITM
$5.72B
| $2.14M | ﹤0.01% |
+200,000
| New | +$1.99M |
|
3753
Opko Health
OPK
$1.04B
| $2.13M | ﹤0.01% |
1,413,300
+399,290
| +39% | +$577K |
|
|
JAMF
3754
DELISTED
Jamf
JAMF
| $2.13M | ﹤0.01% |
118,076
+62,260
| +112% | +$1.05M |
|
3755
Koppers
KOP
$870M
| $2.13M | ﹤0.01% |
41,627
+35,229
| +551% | +$1.47M |
|
|
FPF
3756
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
| $2.13M | ﹤0.01% |
130,665
+2,374
| +2% | +$36K |
|
3757
CALL
Whirlpool
WHR
$2.84B
| $2.13M | ﹤0.01% |
17,500
| – | – |
|
3758
Apogee Enterprises
APOG
$904M
| $2.13M | ﹤0.01% |
39,863
+16,451
| +70% | +$766K |
|
3759
CALL
RingCentral
RNG
$5.3B
| $2.13M | ﹤0.01% |
62,700
+12,700
| +25% | +$379K |
|
|
HIO
3760
Western Asset High Income Opportunity Fund
HIO
$340M
| $2.13M | ﹤0.01% |
551,417
-82,934
| -13% | -$310K |
|
3761
Worthington Steel
WS
$1.92B
| $2.13M | ﹤0.01% |
+75,637
| New | +$2.07M |
|
3762
LegalZoom.com
LZ
$932M
| $2.12M | ﹤0.01% |
187,854
+118,890
| +172% | +$1.29M |
|
3763
Sigma Lithium
SGML
$1.33B
| $2.12M | ﹤0.01% |
67,306
+50,707
| +305% | +$1.41M |
|
|
ENV
3764
DELISTED
ENVESTNET, INC.
ENV
| $2.12M | ﹤0.01% |
42,854
-16,185
| -27% | -$662K |
|
3765
Trinity Capital Inc.
TRIN
$1.72B
| $2.12M | ﹤0.01% |
145,699
+13,800
| +10% | +$198K |
|
3766
Sunstone Hotel Investors
SHO
$1.98B
| $2.11M | ﹤0.01% |
196,771
+112,388
| +133% | +$1.11M |
|
|
EAD
3767
Allspring Income Opportunities Fund
EAD
$381M
| $2.11M | ﹤0.01% |
323,699
-13,005
| -4% | -$80K |
|
|
AGD
3768
abrdn Global Dynamic Dividend Fund
AGD
$326M
| $2.11M | ﹤0.01% |
225,790
+3,908
| +2% | +$34.7K |
|
3769
Liberty Global Class A
LBTYA
$3.48B
| $2.1M | ﹤0.01% |
118,389
+77,621
| +190% | +$1.26M |
|
3770
Gibraltar Industries
ROCK
$1.48B
| $2.1M | ﹤0.01% |
26,633
+7,055
| +36% | +$482K |
|
3771
MiMedx Group
MDXG
$630M
| $2.1M | ﹤0.01% |
239,774
+119,625
| +100% | +$876K |
|
|
DX
3772
Dynex Capital
DX
$3.21B
| $2.1M | ﹤0.01% |
167,947
+52,978
| +46% | +$606K |
|
3773
First Trust RiverFront Dynamic Developed International ETF
RFDI
$168M
| $2.1M | ﹤0.01% |
34,343
-3,950
| -10% | -$225K |
|
|
FEN
3774
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $2.1M | ﹤0.01% |
145,083
-4,659
| -3% | -$65.8K |
|
|
HSII
3775
DELISTED
Heidrick & Struggles
HSII
| $2.1M | ﹤0.01% |
71,000
-132,829
| -65% | -$3.53M |
|
Similar funds
UBS Group's Q4 2023 Portfolio in Review
As of Q4 2023, UBS Group held 10,649 positions worth $334B, up 15% from $290B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2023, opening 1,223 new positions and adding to 4,779 existing holdings. Its largest new stake was Veralto: 498,566 shares worth $41M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $503M trimmed.
- UBS Group's largest Q4 2023 buy was Veralto: 498,566 shares worth $41M.
- UBS Group added most to UBS Group in Q4 2023, an estimated $591M increase.
- UBS Group's biggest Q4 2023 reduction was Invesco QQQ Trust, cutting an estimated $503M.
- UBS Group fully exited Activision Blizzard in Q4 2023, selling an estimated $370M.
- UBS Group's ten largest holdings make up 14% of its $334B portfolio in Q4 2023.
- UBS Group opened 1,223 new positions and closed 1,397 in Q4 2023.
- UBS Group's portfolio value rose 15% quarter-over-quarter to $334B.
Based on UBS Group's 13F filing for Q4 2023, filed 9 Feb 2024.