UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ASXC
3726
DELISTED
Asensus Surgical, Inc.
ASXC
| $1.28M | ﹤0.01% |
158,831
+103,043
| +185% | +$1.4M |
|
3727
Energy Fuels
UUUU
$3.53B
| $1.28M | ﹤0.01% |
661,700
+170,387
| +35% | +$340K |
|
|
VGI
3728
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
| $1.28M | ﹤0.01% |
101,453
-7,568
| -7% | -$96.4K |
|
3729
Denison Mines
DNN
$2.91B
| $1.27M | ﹤0.01% |
2,826,009
-765,105
| -21% | -$359K |
|
|
MPV
3730
Barings Participation Investors
MPV
$176M
| $1.27M | ﹤0.01% |
73,133
-15,820
| -18% | -$264K |
|
3731
CALL
Mondelez International
MDLZ
$79.9B
| $1.27M | ﹤0.01% |
23,000
+21,850
| +1,900% | +$1.2M |
|
|
MFA
3732
PUT
MFA Financial
MFA
$933M
| $1.27M | ﹤0.01% |
43,200
| – | – |
|
3733
Black Stone Minerals
BSM
$3B
| $1.27M | ﹤0.01% |
89,122
-12,364
| -12% | -$181K |
|
|
AHT
3734
Ashford Hospitality Trust
AHT
$21M
| $1.27M | ﹤0.01% |
387
+251
| +185% | +$701K |
|
3735
Paysign
PAYS
$705M
| $1.26M | ﹤0.01% |
125,277
+71,837
| +134% | +$957K |
|
|
MYJ
3736
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
| $1.26M | ﹤0.01% |
82,529
+1,828
| +2% | +$27.7K |
|
3737
WisdomTree International MidCap Dividend Fund
DIM
$170M
| $1.26M | ﹤0.01% |
20,927
+2,346
| +13% | +$141K |
|
|
ACB
3738
PUT
Aurora Cannabis
ACB
$185M
| $1.26M | ﹤0.01% |
+2,392
| New | +$1.77M |
|
3739
Martin Midstream Partners
MMLP
$95.9M
| $1.26M | ﹤0.01% |
277,312
+57,152
| +26% | +$294K |
|
3740
Amphastar Pharmaceuticals
AMPH
$916M
| $1.26M | ﹤0.01% |
63,468
+10,632
| +20% | +$221K |
|
3741
Gorman-Rupp
GRC
$2.21B
| $1.26M | ﹤0.01% |
36,157
-4,202
| -10% | -$133K |
|
3742
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.88B
| $1.26M | ﹤0.01% |
51,903
+903
| +2% | +$21.7K |
|
|
DFP
3743
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
| $1.25M | ﹤0.01% |
48,044
-1,200
| -2% | -$30.7K |
|
3744
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
| $1.25M | ﹤0.01% |
90,610
-2,778
| -3% | -$37.4K |
|
3745
MacroGenics
MGNX
$257M
| $1.25M | ﹤0.01% |
98,168
+97,648
| +18,778% | +$1.41M |
|
3746
Invesco DB Agriculture Fund
DBA
$1.23B
| $1.25M | ﹤0.01% |
78,825
+32,293
| +69% | +$508K |
|
3747
Materion
MTRN
$6.04B
| $1.25M | ﹤0.01% |
20,338
+9,751
| +92% | +$605K |
|
3748
PUT
Flex
FLEX
$44.8B
| $1.25M | ﹤0.01% |
158,046
| – | – |
|
3749
Sociedad Química y Minera de Chile
SQM
$20.6B
| $1.25M | ﹤0.01% |
44,853
-9,918
| -18% | -$274K |
|
3750
Uranium Energy
UEC
$5.57B
| $1.25M | ﹤0.01% |
1,276,922
+44,997
| +4% | +$45.6K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.