UBS Group’s PennyMac Financial PFSI Stock Holding History

UBS Group’s Portfolio PFSI Stock Details PFSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-10,000	Closed	-$666K	–	9756
2023 Q3	$666K	Sell	10,000 -70,600	-88%	-$5.08M	﹤0.01%	4427
2023 Q2	$5.67M	Buy	+80,600	New	+$5.1M	﹤0.01%	2458
2023 Q1	–	Sell	-179,900	Closed	-$10.2M	–	10183
2022 Q4	$10.2M	Buy	+179,900	New	+$9.5M	﹤0.01%	1916
2021 Q3	–	Sell	-13,700	Closed	-$846K	–	9943
2021 Q2	$846K	Buy	+13,700	New	+$832K	﹤0.01%	4317

Other funds holding PFSI

Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.32T AUM 44.66% 1-Year Est. Return

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

Lightrock Netherlands Utrecht, Netherlands $478M AUM 30.92% 1-Year Est. Return

Group One Trading Chicago, Illinois $73.3B AUM 63.67% 1-Year Est. Return

Nuveen Charlotte, North Carolina $420B AUM 34.97% 1-Year Est. Return

Squarepoint New York $90.8B AUM 26.98% 1-Year Est. Return

PGCM

Prescott Group Capital Management Tulsa, Oklahoma $1.11B AUM 20.16% 1-Year Est. Return

Russell Investments Group London, United Kingdom $114B AUM 33.83% 1-Year Est. Return

UBS Group's PFSI Position: Q3 2026 in Review

UBS Group increased its PennyMac Financial (PFSI) stake by 183% in Q3 2026, buying an estimated $7.47M and bringing the position to 152,453 shares worth $9.41M. The position accounts for ﹤0.01% of the portfolio, ranked #3455.

UBS Group first reported a position in PFSI in Q4 2014 and has held it in 46 quarters since. The position peaked at $20.6M in Q3 2025. 96 funds tracked by Wall St. Rank hold PFSI as of Q3 2026.

UBS Group held 152,453 shares of PennyMac Financial worth $9.41M as of Q3 2026.
UBS Group bought 98,636 PennyMac Financial shares in Q3 2026, an estimated $7.47M.
PennyMac Financial made up ﹤0.01% of UBS Group's portfolio in Q3 2026, its #3455 holding.
UBS Group first reported a position in PennyMac Financial in Q4 2014 and has held it in 46 quarters since.
UBS Group's PennyMac Financial position peaked at $20.6M in Q3 2025.
96 funds tracked by Wall St. Rank held PennyMac Financial as of Q3 2026.

Based on UBS Group's 13F filing for Q3 2026, filed 10 Nov 2026.