UBS Group’s Principal Financial Group PFG Stock Holding History

UBS Group’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-500	Closed	-$42K	–	10182
2022 Q4	$42K	Sell	500 -200	-29%	-$17.2K	﹤0.01%	6932
2022 Q3	$51K	Hold	700	–	–	﹤0.01%	6340
2022 Q2	$47K	Buy	700 +500	+250%	+$35.2K	﹤0.01%	5970
2022 Q1	$15K	Sell	200 -300	-60%	-$21.7K	﹤0.01%	7838
2021 Q4	$36K	Buy	500 +100	+25%	+$6.98K	﹤0.01%	7209
2021 Q3	$26K	Sell	400 -900	-69%	-$57.8K	﹤0.01%	6890
2021 Q2	$82K	Buy	1,300 +400	+44%	+$25.6K	﹤0.01%	6034
2021 Q1	$54K	Buy	+900	New	+$50.2K	﹤0.01%	6469
2015 Q2	–	Sell	-27,400	Closed	-$1.41M	–	8749
2015 Q1	$1.41M	Buy	+27,400	New	+$1.38M	﹤0.01%	3256

Other funds holding PFG

Nippon Life Insurance Tokyo, Japan $6.6B AUM 13.31% 1-Year Est. Return

State Street Boston, Massachusetts $3.44T AUM 36.12% 1-Year Est. Return

Capital World Investors Los Angeles, California $824B AUM 37.44% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return

Invesco Atlanta, Georgia $1.27T AUM 50.62% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return

Amundi Paris, France $496B AUM 35.36% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $362B AUM 34.89% 1-Year Est. Return

JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

UBS Group's PFG Position: Q3 2026 in Review

UBS Group reduced its Principal Financial Group (PFG) stake by 37% in Q3 2026, selling an estimated $53.7M and leaving 822,003 shares worth $92M. The position accounts for 0.01% of the portfolio, ranked #1153.

UBS Group first reported a position in PFG in Q4 2014 and has held it in 48 quarters since. The position peaked at $168M in Q3 2025. 725 funds tracked by Wall St. Rank hold PFG as of Q3 2026.

UBS Group held 822,003 shares of Principal Financial Group worth $92M as of Q3 2026.
UBS Group sold 474,070 Principal Financial Group shares in Q3 2026, an estimated $53.7M.
Principal Financial Group made up 0.01% of UBS Group's portfolio in Q3 2026, its #1153 holding.
UBS Group first reported a position in Principal Financial Group in Q4 2014 and has held it in 48 quarters since.
UBS Group's Principal Financial Group position peaked at $168M in Q3 2025.
725 funds tracked by Wall St. Rank held Principal Financial Group as of Q3 2026.

Based on UBS Group's 13F filing for Q3 2026, filed 10 Nov 2026.