UBS Group’s Principal Financial Group PFG Stock Holding History

UBS Group’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-500	Closed	-$42K	–	10182
2022 Q4	$42K	Sell	500 -200	-29%	-$17.2K	﹤0.01%	6932
2022 Q3	$51K	Hold	700	–	–	﹤0.01%	6340
2022 Q2	$47K	Buy	700 +500	+250%	+$35.2K	﹤0.01%	5970
2022 Q1	$15K	Sell	200 -300	-60%	-$21.7K	﹤0.01%	7838
2021 Q4	$36K	Buy	500 +100	+25%	+$6.98K	﹤0.01%	7209
2021 Q3	$26K	Sell	400 -900	-69%	-$57.8K	﹤0.01%	6890
2021 Q2	$82K	Buy	1,300 +400	+44%	+$25.6K	﹤0.01%	6034
2021 Q1	$54K	Buy	+900	New	+$50.2K	﹤0.01%	6469
2015 Q2	–	Sell	-27,400	Closed	-$1.41M	–	8749
2015 Q1	$1.41M	Buy	+27,400	New	+$1.38M	﹤0.01%	3256

Other funds holding PFG

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

UBS Group's PFG Position: Q1 2026 in Review

UBS Group increased its Principal Financial Group (PFG) stake by 22% in Q1 2026, buying an estimated $19M and bringing the position to 1,166,730 shares worth $105M. The position accounts for 0.02% of the portfolio, ranked #1016.

UBS Group first reported a position in PFG in Q4 2014 and has held it in 46 quarters since. The position peaked at $168M in Q3 2025. 910 funds tracked by Wall St. Rank hold PFG as of Q1 2026.

UBS Group held 1,166,730 shares of Principal Financial Group worth $105M as of Q1 2026.
UBS Group bought 207,388 Principal Financial Group shares in Q1 2026, an estimated $19M.
Principal Financial Group made up 0.02% of UBS Group's portfolio in Q1 2026, its #1016 holding.
UBS Group first reported a position in Principal Financial Group in Q4 2014 and has held it in 46 quarters since.
UBS Group's Principal Financial Group position peaked at $168M in Q3 2025.
910 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.