UBS Group’s First Trust AAA CMBS ETF CAAA Stock Holding History

UBS Group’s Portfolio CAAA Stock Details CAAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$244	Sell	12 -127	-91%	-$2.6K	﹤0.01%	10005
2025 Q4	$2.85K	Sell	139 -4	-3%	-$82	﹤0.01%	9205
2025 Q3	$2.93K	Buy	143 +34	+31%	+$697	﹤0.01%	9107
2025 Q2	$2.23K	Buy	+109	New	+$2.21K	﹤0.01%	9500
2024 Q3	–	Sell	-8	Closed	-$161	–	10163
2024 Q2	$161	Hold	8	–	–	﹤0.01%	9103
2024 Q1	$162	Buy	+8	New	+$161	﹤0.01%	8767

Other funds holding CAAA

SFB

STAR Financial Bank Fort Wayne, Indiana $212M AUM 13.27% 1-Year Est. Return

PFS

Prospera Financial Services Dallas, Texas $6.89B AUM 37.41% 1-Year Est. Return

PTP

Platform Technology Partners New York $611M AUM 25.5% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

FFA

Farther Finance Advisors San Francisco, California $12.8B AUM 26.53% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

IWA

Inspirion Wealth Advisors Libertyville, Illinois $874M AUM 16.23% 1-Year Est. Return

BAM

Belpointe Asset Management Reno, Nevada $2.74B AUM 20.71% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

UBS Group's CAAA Position: Q1 2026 in Review

UBS Group reduced its First Trust AAA CMBS ETF (CAAA) stake by 91% in Q1 2026, selling an estimated $2.6K and leaving 12 shares worth $244. The position accounts for ﹤0.01% of the portfolio, ranked #10005.

UBS Group first reported a position in CAAA in Q1 2024 and has held it in 6 quarters since. The position peaked at $2.93K in Q3 2025. 21 funds tracked by Wall St. Rank hold CAAA as of Q1 2026.

UBS Group held 12 shares of First Trust AAA CMBS ETF worth $244 as of Q1 2026.
UBS Group sold 127 First Trust AAA CMBS ETF shares in Q1 2026, an estimated $2.6K.
First Trust AAA CMBS ETF made up ﹤0.01% of UBS Group's portfolio in Q1 2026, its #10005 holding.
UBS Group first reported a position in First Trust AAA CMBS ETF in Q1 2024 and has held it in 6 quarters since.
UBS Group's First Trust AAA CMBS ETF position peaked at $2.93K in Q3 2025.
21 funds tracked by Wall St. Rank held First Trust AAA CMBS ETF as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.