UBS AM’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-257,883	Closed	-$209K	–	2757
2015 Q3	$209K	Sell	257,883 -8,186	-3%	-$6.63K	﹤0.01%	2472
2015 Q2	$2.04M	Buy	266,069 +105,772	+66%	+$810K	﹤0.01%	1398
2015 Q1	$1.71M	Buy	+160,297	New	+$1.71M	﹤0.01%	1425