UBS AM’s ESS Tech GWH Stock Holding History

UBS AM’s Portfolio GWH Stock Details GWH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,852	Closed	-$80.3K	–	2633
2023 Q2	$80.3K	Hold	3,852	–	–	﹤0.01%	2652
2023 Q1	$80.3K	Hold	3,852	–	–	﹤0.01%	2652
2022 Q4	$140K	Hold	3,852	–	–	﹤0.01%	2479
2022 Q3	$236K	Sell	3,852 -1,320	-26%	-$78.2K	﹤0.01%	2558
2022 Q2	$218K	Buy	+5,172	New	+$363K	﹤0.01%	2564

Other funds holding GWH

SoftBank Group Tokyo, Japan $11.4B AUM 27.91% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

UBS AM's GWH Position: Q3 2023 in Review

UBS AM sold out of ESS Tech (GWH) in Q3 2023, closing a stake of 3,852 shares — an estimated $80.3K sold.

UBS AM first reported a position in GWH in Q2 2022 and held it in 5 quarters. The position peaked at $236K in Q3 2022. 100 funds tracked by Wall St. Rank hold GWH as of Q3 2023.

UBS AM reported no remaining ESS Tech position as of Q3 2023 after selling out during the quarter.
UBS AM sold 3,852 ESS Tech shares in Q3 2023, an estimated $80.3K.
UBS AM first reported a position in ESS Tech in Q2 2022 and held it in 5 quarters.
UBS AM's ESS Tech position peaked at $236K in Q3 2022.
100 funds tracked by Wall St. Rank held ESS Tech as of Q3 2023.

Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.