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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+7.11%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$238M
AUM Growth
+$26.8M
Cap. Flow
-$22.5M
Cap. Flow %
-9.45%
Top 10 Hldgs %
46.72%
Holding
243
New
83
Increased
22
Reduced
29
Closed
95

Top Buys

Rank Stock Value
1
KMB icon
Kimberly-Clark
KMB
+$2.44M
2
MO icon
Altria Group
MO
+$2.19M
3
PBI icon
Pitney Bowes
PBI
+$2.04M
4
MIC
Macquarie Infrastructure Holdings, LLC
MIC
+$1.99M
5
POOL icon
Pool Corp
POOL
+$1.88M

Top Sells

Rank Stock Value
1
FSM icon
Fortuna Silver Mines
FSM
+$2.71M
2
PVG
PRETIUM RESOURCES INC.
PVG
+$2.43M
3
UPS icon
United Parcel Service
UPS
+$1.92M
4
FBR
Fibria Celulose Sa
FBR
+$1.72M
5
PZZA icon
Papa John's
PZZA
+$1.63M

Sector Composition

Rank Sector Weight
1 Industrials 28.49%
2 Materials 16.64%
3 Consumer Discretionary 3.9%
4 Energy 3.68%
5 Healthcare 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHN
126
DELISTED
United States Diesel-Heating Oil Fund, LP
UHN
$117K 0.05%
+7,000
New +$109K
FAN icon
127
First Trust Global Wind Energy ETF
FAN
$280M
$116K 0.05%
10,000
+1,000
+11% +$12.4K
NTES icon
128
NetEase
NTES
$82.9B
$108K 0.05%
2,500
– –
SQQQ icon
129
ProShares UltraPro Short QQQ
SQQQ
$1.75B
$104K 0.04%
+1
New +$135K
AMLP icon
130
Alerian MLP ETF
AMLP
$13.3B
$101K 0.04%
+1,600
New +$98.8K
PHD
131
DELISTED
Pioneer Floating Rate Fund
PHD
$95K 0.04%
8,000
– –
SEA
132
DELISTED
Invesco Shipping ETF
SEA
$91K 0.04%
+8,000
New +$90.2K
COW
133
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$89K 0.04%
+4,000
New +$79.1K
OR icon
134
OR Royalties Inc
OR
$6.28B
$88K 0.04%
9,000
– –
SMN icon
135
ProShares UltraShort Materials
SMN
$3.75M
$85K 0.04%
+250
New +$91.9K
FXY icon
136
Invesco CurrencyShares Japanese Yen Trust
FXY
$426M
$83K 0.03%
+1,000
New +$88.4K
VNM icon
137
VanEck Vietnam ETF
VNM
$509M
$78K 0.03%
+6,000
New +$83.1K
HRG
138
DELISTED
HRG Group, Inc.
HRG
$76K 0.03%
4,900
– –
URA icon
139
Global X Uranium ETF
URA
$6.26B
$64K 0.03%
+5,000
New +$63.6K
AEM icon
140
Agnico Eagle Mines
AEM
$92.3B
$63K 0.03%
1,500
– –
LABD icon
141
Direxion Daily S&P Biotech Bear 3X ETF
LABD
$39.4M
$57K 0.02%
+2
New +$76.9K
JPC icon
142
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$53K 0.02%
5,375
– –
JQC icon
143
Nuveen Credit Strategies Income Fund
JQC
$712M
$49K 0.02%
5,500
– –
KLDX
144
DELISTED
KLONDEX MINES LTD
KLDX
$46K 0.02%
+10,000
New +$49.6K
UCO icon
145
ProShares Ultra Bloomberg Crude Oil
UCO
$423M
$35K 0.01%
+240
New +$31.5K
UGA icon
146
United States Gasoline Fund
UGA
$135M
$35K 0.01%
+1,100
New +$30.9K
SIL icon
147
Global X Silver Miners ETF NEW
SIL
$4.84B
$32K 0.01%
+1,000
New +$37K
JRJC
148
DELISTED
China Finance Online Co., Ltd.
JRJC
$31K 0.01%
850
– –
ABBV icon
149
AbbVie
ABBV
$439B
– –
-14,700
Closed -$927K
AFL icon
150
Aflac
AFL
$60.8B
– –
-13,366
Closed -$480K
4 5
6
7 8

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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
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U.S. Global Investors (USGI)'s Q4 2016 Portfolio in Review

As of Q4 2016, U.S. Global Investors (USGI) held 243 positions worth $238M, up 13% from $212M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $22.5M in Q4 2016, closing 95 positions and reducing 29 holdings. Its most notable exit was Fortuna Silver Mines, an estimated $2.71M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 28% of assets, up from 25% a quarter earlier, followed by Materials and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Kimberly-Clark worth $2.4M.

  • U.S. Global Investors (USGI)'s largest Q4 2016 buy was Kimberly-Clark: 21,000 shares worth $2.4M.
  • U.S. Global Investors (USGI) added most to Delta Air Lines in Q4 2016, an estimated $1.67M increase.
  • U.S. Global Investors (USGI)'s biggest Q4 2016 reduction was PRETIUM RESOURCES INC., cutting an estimated $2.43M.
  • U.S. Global Investors (USGI) fully exited Fortuna Silver Mines in Q4 2016, selling an estimated $2.71M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 47% of its $238M portfolio in Q4 2016.
  • U.S. Global Investors (USGI) opened 83 new positions and closed 95 in Q4 2016.
  • U.S. Global Investors (USGI)'s portfolio value rose 13% quarter-over-quarter to $238M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2016, filed 14 Feb 2017.