U.S. Global Investors (USGI)’s Invesco Shipping ETF SEA Stock Holding History

U.S. Global Investors (USGI)’s Portfolio SEA Stock Details SEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-14,000	Closed	-$127K	–	223
2019 Q2	$127K	Buy	+14,000	New	+$127K	0.07%	158
2018 Q2	–	Sell	-16,300	Closed	-$171K	–	170
2018 Q1	$171K	Hold	16,300	–	–	0.11%	99
2017 Q4	$189K	Sell	16,300 -12,800	-44%	-$149K	0.09%	112
2017 Q3	$345K	Buy	+29,100	New	+$349K	0.1%	121
2017 Q2	–	Sell	-20,000	Closed	-$246	–	205
2017 Q1	$246	Buy	20,000 +12,000	+150%	+$147K	﹤0.01%	116
2016 Q4	$91K	Buy	+8,000	New	+$90.2K	0.04%	132

Other funds holding SEA

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

U.S. Global Investors (USGI)'s SEA Position: Q3 2019 in Review

U.S. Global Investors (USGI) sold out of Invesco Shipping ETF (SEA) in Q3 2019, closing a stake of 14,000 shares — an estimated $127K sold.

U.S. Global Investors (USGI) first reported a position in SEA in Q4 2016 and held it in 6 quarters. The position peaked at $345K in Q3 2017. 23 funds tracked by Wall St. Rank hold SEA as of Q3 2019.

U.S. Global Investors (USGI) reported no remaining Invesco Shipping ETF position as of Q3 2019 after selling out during the quarter.
U.S. Global Investors (USGI) sold 14,000 Invesco Shipping ETF shares in Q3 2019, an estimated $127K.
U.S. Global Investors (USGI) first reported a position in Invesco Shipping ETF in Q4 2016 and held it in 6 quarters.
U.S. Global Investors (USGI)'s Invesco Shipping ETF position peaked at $345K in Q3 2017.
23 funds tracked by Wall St. Rank held Invesco Shipping ETF as of Q3 2019.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2019, filed 12 Nov 2019.