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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+11.42%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$585M
AUM Growth
+$1.35M
Cap. Flow
-$65.8M
Cap. Flow %
-11.24%
Top 10 Hldgs %
21.14%
Holding
413
New
95
Increased
48
Reduced
72
Closed
98

Top Buys

Rank Stock Value
1
BHP icon
BHP
BHP
+$10.9M
2
SPG icon
Simon Property Group
SPG
+$10M
3
CNX icon
CNX Resources
CNX
+$7.53M
4
RKT
ROCK-TENN COMPANY CL-A
RKT
+$6.7M
5
DSX icon
Diana Shipping
DSX
+$6.25M

Top Sells

Rank Stock Value
1
MOS icon
The Mosaic Company
MOS
+$8.61M
2
VMC icon
Vulcan Materials
VMC
+$7.99M
3
MLM icon
Martin Marietta Materials
MLM
+$7.87M
4
SCCO icon
Southern Copper
SCCO
+$7.73M
5
RS icon
Reliance Steel & Aluminium
RS
+$7.21M

Sector Composition

Rank Sector Weight
1 Materials 24.04%
2 Energy 12.88%
3 Industrials 5.16%
4 Consumer Discretionary 4.77%
5 Consumer Staples 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IP icon
26
International Paper
IP
$21.9B
$6.5M 1.11%
155,264
+37,478
+32% +$1.67M
SLCA
27
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$6.47M 1.11%
+260,000
New +$6.07M
GTE icon
28
Gran Tierra Energy
GTE
$325M
$6.38M 1.09%
90,000
-29,500
-25% -$1.94M
SPN
29
DELISTED
Superior Energy Services, Inc.
SPN
$6.33M 1.08%
25,300
-6,200
-20% -$1.61M
DRC
30
DELISTED
DRESSER-RAND GROUP INC
DRC
$6.12M 1.05%
98,000
-17,000
-15% -$1.06M
RKT
31
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$6.08M 1.04%
+120,000
New +$6.7M
AGI icon
32
Alamos Gold
AGI
$13.8B
$5.98M 1.02%
385,000
+11,200
+3% +$168K
PVG
33
DELISTED
PRETIUM RESOURCES INC.
PVG
$5.93M 1.01%
860,600
+510,600
+146% +$4.03M
EQT icon
34
EQT Corp
EQT
$33.2B
$5.77M 0.99%
+119,405
New +$5.54M
HBM icon
35
Hudbay
HBM
$12.3B
$5.72M 0.98%
695,000
+195,000
+39% +$1.37M
MEOH icon
36
Methanex
MEOH
$4.25B
$5.64M 0.96%
+110,000
New +$5.23M
AGU
37
DELISTED
Agrium
AGU
$5.04M 0.86%
+60,000
New +$5.25M
MAG
38
DELISTED
MAG Silver
MAG
$4.72M 0.81%
798,900
+28,900
+4% +$184K
ANFI
39
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$4.08M 0.7%
315,000
-15,000
-5% -$138K
AEM icon
40
Agnico Eagle Mines
AEM
$90.7B
$3.97M 0.68%
150,000
-23,000
-13% -$657K
PES
41
DELISTED
Pioneer Energy Services Corp.
PES
$3.68M 0.63%
490,000
-240,000
-33% -$1.71M
AUY
42
DELISTED
Yamana Gold, Inc.
AUY
$3.64M 0.62%
350,000
-7,500
-2% -$79.1K
FNV icon
43
Franco-Nevada
FNV
$45.9B
$3.4M 0.58%
75,000
-4,948
-6% -$210K
MA icon
44
Mastercard
MA
$495B
$2.83M 0.48%
42,000
– –
HMY icon
45
Harmony Gold Mining
HMY
$12.3B
$2.64M 0.45%
780,000
-270,000
-26% -$1M
NBIS
46
Nebius Group N.V.
NBIS
$47.8B
$2.58M 0.44%
70,700
-100,000
-59% -$3.28M
AG icon
47
First Majestic Silver
AG
$9.25B
$2.43M 0.42%
205,000
-305,000
-60% -$3.99M
TAHO
48
DELISTED
Tahoe Resources Inc
TAHO
$2.33M 0.4%
+130,000
New +$2.11M
TKC icon
49
Turkcell
TKC
$4.78B
$2.09M 0.36%
141,700
-50,000
-26% -$725K
SM icon
50
SM Energy
SM
$7.43B
$1.93M 0.33%
25,000
– –
1
2
3 4 5

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OPFM
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MSIIA
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TBA
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CFFNO
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U.S. Global Investors (USGI)'s Q3 2013 Portfolio in Review

As of Q3 2013, U.S. Global Investors (USGI) held 413 positions worth $585M, up 0.23% from $584M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $65.8M in Q3 2013, closing 98 positions and reducing 72 holdings. Its most notable exit was The Mosaic Company, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, down from 26% a quarter earlier, followed by Energy and Industrials.

Against the trend, U.S. Global Investors (USGI) opened a new position in BHP worth $11.3M.

  • U.S. Global Investors (USGI)'s largest Q3 2013 buy was BHP: 201,051 shares worth $11.3M.
  • U.S. Global Investors (USGI) added most to Nevsun Resources Ltd. in Q3 2013, an estimated $5.92M increase.
  • U.S. Global Investors (USGI)'s biggest Q3 2013 reduction was abrdn Physical Palladium Shares ETF, cutting an estimated $7.08M.
  • U.S. Global Investors (USGI) fully exited The Mosaic Company in Q3 2013, selling an estimated $8.61M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $585M portfolio in Q3 2013.
  • U.S. Global Investors (USGI) opened 95 new positions and closed 98 in Q3 2013.
  • U.S. Global Investors (USGI)'s portfolio value rose 0.23% quarter-over-quarter to $585M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q3 2013, filed 14 Nov 2013.