U.S. Global Investors (USGI)’s Yamana Gold, Inc. AUY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-490,000	Closed	-$2.72M	–	159
2022 Q4	$2.72M	Hold	490,000	–	–	0.16%	37
2022 Q3	$2.22M	Hold	490,000	–	–	0.14%	41
2022 Q2	$2.28M	Buy	490,000 +215,000	+78%	+$1,000K	0.11%	39
2022 Q1	$1.54M	Buy	+275,000	New	+$1.54M	0.05%	56
2020 Q3	–	Sell	-444,702	Closed	-$2.43M	–	192
2020 Q2	$2.43M	Sell	444,702 -330,298	-43%	-$1.8M	0.23%	43
2020 Q1	$2.13M	Buy	775,000 +400,000	+107%	+$1.1M	0.57%	30
2019 Q4	$1.48M	Hold	375,000	–	–	0.66%	48
2019 Q3	$1.19M	Hold	375,000	–	–	0.65%	51
2019 Q2	$945K	Hold	375,000	–	–	0.49%	60
2019 Q1	$979K	Sell	375,000 -225,000	-38%	-$587K	0.47%	55
2018 Q4	$1.42M	Hold	600,000	–	–	0.82%	31
2018 Q3	$1.49M	Hold	600,000	–	–	0.72%	36
2018 Q2	$1.74M	Buy	+600,000	New	+$1.74M	0.79%	30
2016 Q3	–	Sell	-1,250,000	Closed	-$6.5M	–	187
2016 Q2	$6.5M	Buy	1,250,000 +950,000	+317%	+$4.94M	3.57%	1
2016 Q1	$912K	Buy	+300,000	New	+$912K	0.49%	59
2015 Q4	–	Hold	0	–	–	–	305
2015 Q3	–	Sell	-210,000	Closed	-$630K	–	352
2015 Q2	$630K	Hold	210,000	–	–	0.24%	86
2015 Q1	$754K	Sell	210,000 -210,000	-50%	-$754K	0.21%	79
2014 Q4	$1.69M	Buy	420,000 +180,439	+75%	+$725K	0.45%	41
2014 Q3	$1.44M	Buy	239,561 +7,941	+3%	+$47.7K	0.41%	66
2014 Q2	$1.9M	Buy	231,620 +91,620	+65%	+$753K	0.41%	54
2014 Q1	$1.23M	Sell	140,000 -190,000	-58%	-$1.67M	0.2%	85
2013 Q4	$2.84M	Sell	330,000 -20,000	-6%	-$172K	0.51%	49
2013 Q3	$3.64M	Sell	350,000 -7,500	-2%	-$78K	0.62%	42
2013 Q2	$3.4M	Buy	+357,500	New	+$3.4M	0.58%	46