U.S. Global Investors (USGI)’s SM Energy SM Stock Holding History

U.S. Global Investors (USGI)’s Portfolio SM Stock Details SM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-30,000	Closed	-$1.16M	–	362
2014 Q4	$1.16M	Sell	30,000 -7,000	-19%	-$351K	0.31%	74
2014 Q3	$2.89M	Buy	+37,000	New	+$3.02M	0.82%	46
2013 Q4	–	Sell	-25,000	Closed	-$1.93M	–	360
2013 Q3	$1.93M	Hold	25,000	–	–	0.33%	78
2013 Q2	$1.5M	Buy	+25,000	New	+$1.52M	0.26%	97

Other funds holding SM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

HCM

Herndon Capital Management Atlanta, Georgia $659M AUM 22.02% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

U.S. Global Investors (USGI)'s SM Position: Q1 2015 in Review

U.S. Global Investors (USGI) sold out of SM Energy (SM) in Q1 2015, closing a stake of 30,000 shares — an estimated $1.16M sold.

U.S. Global Investors (USGI) first reported a position in SM in Q2 2013 and held it in 4 quarters. The position peaked at $2.89M in Q3 2014. 293 funds tracked by Wall St. Rank hold SM as of Q1 2015.

U.S. Global Investors (USGI) reported no remaining SM Energy position as of Q1 2015 after selling out during the quarter.
U.S. Global Investors (USGI) sold 30,000 SM Energy shares in Q1 2015, an estimated $1.16M.
U.S. Global Investors (USGI) first reported a position in SM Energy in Q2 2013 and held it in 4 quarters.
U.S. Global Investors (USGI)'s SM Energy position peaked at $2.89M in Q3 2014.
293 funds tracked by Wall St. Rank held SM Energy as of Q1 2015.

Based on U.S. Global Investors (USGI)'s 13F filing for Q1 2015, filed 15 May 2015.