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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$556M
AUM Growth
-$29.4M
Cap. Flow
-$19.2M
Cap. Flow %
-3.45%
Top 10 Hldgs %
21.26%
Holding
409
New
94
Increased
56
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$6.57M
2
EXP icon
Eagle Materials
EXP
+$4.52M
3
BTG icon
B2Gold
BTG
+$4.46M
4
DDC
Dominion Diamond Corporation
DDC
+$4.23M
5
CRR
Carbo Ceramics Inc.
CRR
+$4.1M

Top Sells

Rank Stock Value
1
WES
Western Gas Partners Lp
WES
+$9.74M
2
SPG icon
Simon Property Group
SPG
+$9.63M
3
KMI icon
Kinder Morgan
KMI
+$8.66M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$7.87M
5
GG
Goldcorp Inc
GG
+$6.76M

Sector Composition

Rank Sector Weight
1 Materials 24.24%
2 Energy 16.19%
3 Consumer Discretionary 5.75%
4 Consumer Staples 4.86%
5 Industrials 3.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAD icon
276
Lithia Motors
LAD
$8.35B
– –
-6,000
Closed -$438K
MELI icon
277
Mercado Libre
MELI
$92.5B
– –
-6,000
Closed -$809K
MET icon
278
MetLife
MET
$61.7B
– –
-5,296
Closed -$222K
MRK icon
279
Merck
MRK
$323B
– –
-6,456
Closed -$293K
MS icon
280
Morgan Stanley
MS
$338B
– –
-8,050
Closed -$217K
MSI icon
281
Motorola Solutions
MSI
$76.5B
– –
-3,500
Closed -$208K
NEM icon
282
Newmont
NEM
$124B
– –
-60,000
Closed -$1.69M
NLY icon
283
Annaly Capital Management
NLY
$17.3B
– –
-1,250
Closed -$57K
NOV icon
284
NOV
NOV
$7.38B
– –
-1,885
Closed -$133K
PAAS icon
285
Pan American Silver
PAAS
$21.8B
– –
-100,000
Closed -$1.05M
PGF icon
286
Invesco Financial Preferred ETF
PGF
$667M
– –
-2,900
Closed -$49K
PNW icon
287
Pinnacle West Capital
PNW
$12B
– –
-3,000
Closed -$164K
SJT
288
San Juan Basin Royalty Trust
SJT
$121M
– –
-3,700
Closed -$58K
SM icon
289
SM Energy
SM
$7.55B
– –
-25,000
Closed -$1.93M
SPG icon
290
Simon Property Group
SPG
$71.5B
– –
-69,031
Closed -$9.63M
SPPP
291
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
– –
-200,000
Closed -$1.78M
STZ icon
292
Constellation Brands
STZ
$22.8B
– –
-4,300
Closed -$247K
TPR icon
293
Tapestry
TPR
$33.3B
– –
-4,210
Closed -$230K
TRIP icon
294
TripAdvisor
TRIP
$1.26B
– –
-5,000
Closed -$379K
UEC icon
295
Uranium Energy
UEC
$5.63B
– –
-54,500
Closed -$122K
UNP icon
296
Union Pacific
UNP
$174B
– –
-15,000
Closed -$1.17M
VGI
297
Virtus Global Multi-Sector Income Fund
VGI
$83.5M
– –
-6,000
Closed -$102K
VNM icon
298
VanEck Vietnam ETF
VNM
$510M
– –
-7,000
Closed -$125K
WFC icon
299
Wells Fargo
WFC
$265B
– –
-3,200
Closed -$132K
XRX icon
300
Xerox
XRX
$427M
– –
-8,349
Closed -$226K
9 10 11
12
13

Similar funds

CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
SM
Scoggin Management New York $1.04B AUM 232.32% 1-Year Est. Return
RC
RDST Capital Seattle, Washington $1.04B AUM 0.4% 1-Year Est. Return
OPFM
Optimus Prime Fund Management Grand Cayman, Cayman Islands $1.04B AUM 9.64% 1-Year Est. Return
MSIIA
Morgan Stanley Institutional Investment Advisors Greenwood Village, Colorado $1.04B AUM 22.76% 1-Year Est. Return
TBA
Tower Bridge Advisors Conshohocken, Pennsylvania $1.04B AUM 23.66% 1-Year Est. Return
CFFNO
Common Fund For Nonprofit Organizations Wilton, Connecticut $1.03B AUM 22.44% 1-Year Est. Return
CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q4 2013 Portfolio in Review

As of Q4 2013, U.S. Global Investors (USGI) held 409 positions worth $556M, down 5% from $585M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $19.2M in Q4 2013, closing 89 positions and reducing 54 holdings. Its most notable exit was Western Gas Partners Lp, an estimated $9.74M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, up from 24% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Baker Hughes worth $6.63M.

  • U.S. Global Investors (USGI)'s largest Q4 2013 buy was Baker Hughes: 120,000 shares worth $6.63M.
  • U.S. Global Investors (USGI) added most to B2Gold in Q4 2013, an estimated $4.46M increase.
  • U.S. Global Investors (USGI)'s biggest Q4 2013 reduction was Anadarko Petroleum, cutting an estimated $6.28M.
  • U.S. Global Investors (USGI) fully exited Western Gas Partners Lp in Q4 2013, selling an estimated $9.74M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $556M portfolio in Q4 2013.
  • U.S. Global Investors (USGI) opened 94 new positions and closed 89 in Q4 2013.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $556M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2013, filed 5 Mar 2014.