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USGIU

U.S. Global Investors (USGI) Portfolio holdings

AUM $1.04B
1-Year Est. Return 73.31%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+73.31%
3 Year Est. Return
+118.98%
5 Year Est. Return
+100.02%
10 Year Est. Return
+261.79%
AUM
$556M
AUM Growth
-$29.4M
Cap. Flow
-$19.2M
Cap. Flow %
-3.45%
Top 10 Hldgs %
21.26%
Holding
409
New
94
Increased
56
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
BHI
Baker Hughes
BHI
+$6.57M
2
EXP icon
Eagle Materials
EXP
+$4.52M
3
BTG icon
B2Gold
BTG
+$4.46M
4
DDC
Dominion Diamond Corporation
DDC
+$4.23M
5
CRR
Carbo Ceramics Inc.
CRR
+$4.1M

Top Sells

Rank Stock Value
1
WES
Western Gas Partners Lp
WES
+$9.74M
2
SPG icon
Simon Property Group
SPG
+$9.63M
3
KMI icon
Kinder Morgan
KMI
+$8.66M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$7.87M
5
GG
Goldcorp Inc
GG
+$6.76M

Sector Composition

Rank Sector Weight
1 Materials 24.24%
2 Energy 16.19%
3 Consumer Discretionary 5.75%
4 Consumer Staples 4.86%
5 Industrials 3.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBS
226
DELISTED
Invesco DB Silver Fund
DBS
$122K 0.02%
3,785
– –
DBA icon
227
Invesco DB Agriculture Fund
DBA
$1.24B
$117K 0.02%
4,860
– –
CAG icon
228
Conagra Brands
CAG
$7.07B
$115K 0.02%
4,369
– –
XLU icon
229
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$113K 0.02%
6,000
– –
INTC icon
230
Intel
INTC
$492B
$109K 0.02%
4,200
– –
PHD
231
DELISTED
Pioneer Floating Rate Fund
PHD
$101K 0.02%
8,000
– –
CNPF
232
DELISTED
GLOBAL X CANADA PREFERREDS ETF
CNPF
$100K 0.02%
10,770
-5,000
-32% -$63.6K
VNR
233
DELISTED
Vanguard Natural Resources, LLC
VNR
$100K 0.02%
6,000
+50
+0.8% +$1.42K
CVX icon
234
Chevron
CVX
$382B
$99K 0.02%
800
-700
-47% -$84.6K
PFN
235
PIMCO Income Strategy Fund II
PFN
$707M
$99K 0.02%
10,000
+2,000
+25% +$20.3K
CORN icon
236
Teucrium Corn Fund
CORN
$165M
$94K 0.02%
3,100
– –
IVAN
237
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$87K 0.02%
20,315
+596
+3% +$2.58K
URA icon
238
Global X Uranium ETF
URA
$6.19B
$71K 0.01%
2,350
– –
BX icon
239
Blackstone
BX
$113B
$63K 0.01%
2,038
– –
KOL
240
DELISTED
VanEck Vectors Coal ETF
KOL
$62K 0.01%
330
– –
ETV
241
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$56K 0.01%
4,030
– –
JQC icon
242
Nuveen Credit Strategies Income Fund
JQC
$712M
$53K 0.01%
+5,500
New +$51.7K
ILCV icon
243
iShares Morningstar Value ETF
ILCV
$1.36B
$51K 0.01%
2,800
– –
JPC icon
244
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
$47K 0.01%
+5,375
New +$46.9K
SLV icon
245
iShares Silver Trust
SLV
$32B
$28K 0.01%
1,500
– –
JNUG icon
246
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$541M
$23K ﹤0.01%
+2
New +$47.9K
AEE icon
247
Ameren
AEE
$29.6B
– –
-5,100
Closed -$178K
AGCO icon
248
AGCO
AGCO
$7.06B
– –
-110,000
Closed -$6.65M
AVY icon
249
Avery Dennison
AVY
$13.5B
– –
-4,600
Closed -$200K
AWK icon
250
American Water Works
AWK
$26.9B
– –
-3,400
Closed -$140K
8 9
10
11 12

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SM
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RC
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OPFM
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MSIIA
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TBA
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CFFNO
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CM
Condire Management Dallas, Texas $1.03B AUM 162.78% 1-Year Est. Return

U.S. Global Investors (USGI)'s Q4 2013 Portfolio in Review

As of Q4 2013, U.S. Global Investors (USGI) held 409 positions worth $556M, down 5% from $585M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

U.S. Global Investors (USGI) withdrew a net $19.2M in Q4 2013, closing 89 positions and reducing 54 holdings. Its most notable exit was Western Gas Partners Lp, an estimated $9.74M position sold in full.

By sector, the portfolio is most concentrated in Materials at 24% of assets, up from 24% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, U.S. Global Investors (USGI) opened a new position in Baker Hughes worth $6.63M.

  • U.S. Global Investors (USGI)'s largest Q4 2013 buy was Baker Hughes: 120,000 shares worth $6.63M.
  • U.S. Global Investors (USGI) added most to B2Gold in Q4 2013, an estimated $4.46M increase.
  • U.S. Global Investors (USGI)'s biggest Q4 2013 reduction was Anadarko Petroleum, cutting an estimated $6.28M.
  • U.S. Global Investors (USGI) fully exited Western Gas Partners Lp in Q4 2013, selling an estimated $9.74M.
  • U.S. Global Investors (USGI)'s ten largest holdings make up 21% of its $556M portfolio in Q4 2013.
  • U.S. Global Investors (USGI) opened 94 new positions and closed 89 in Q4 2013.
  • U.S. Global Investors (USGI)'s portfolio value fell 5% quarter-over-quarter to $556M.

Based on U.S. Global Investors (USGI)'s 13F filing for Q4 2013, filed 5 Mar 2014.