U.S. Global Investors (USGI)’s Pimco Income Opportunity Fund PKO Stock Holding History

U.S. Global Investors (USGI)’s Portfolio PKO Stock Details PKO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-5,000	Closed	-$142K	–	396
2014 Q1	$142K	Hold	5,000	–	–	0.02%	260
2013 Q4	$141K	Hold	5,000	–	–	0.03%	273
2013 Q3	$137K	Buy	+5,000	New	+$136K	0.02%	260

Other funds holding PKO

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

U.S. Global Investors (USGI)'s PKO Position: Q2 2014 in Review

U.S. Global Investors (USGI) sold out of Pimco Income Opportunity Fund (PKO) in Q2 2014, closing a stake of 5,000 shares — an estimated $142K sold.

U.S. Global Investors (USGI) first reported a position in PKO in Q3 2013 and held it in 3 quarters. The position peaked at $142K in Q1 2014. 41 funds tracked by Wall St. Rank hold PKO as of Q2 2014.

U.S. Global Investors (USGI) reported no remaining Pimco Income Opportunity Fund position as of Q2 2014 after selling out during the quarter.
U.S. Global Investors (USGI) sold 5,000 Pimco Income Opportunity Fund shares in Q2 2014, an estimated $142K.
U.S. Global Investors (USGI) first reported a position in Pimco Income Opportunity Fund in Q3 2013 and held it in 3 quarters.
U.S. Global Investors (USGI)'s Pimco Income Opportunity Fund position peaked at $142K in Q1 2014.
41 funds tracked by Wall St. Rank held Pimco Income Opportunity Fund as of Q2 2014.

Based on U.S. Global Investors (USGI)'s 13F filing for Q2 2014, filed 14 Aug 2014.