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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
Cap. Flow
-$149M
Cap. Flow %
-15.66%
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44

Top Buys

Rank Stock Value
1
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$18.4M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$12.5M
3
BR icon
Broadridge
BR
+$6.32M
4
CPAY icon
Corpay
CPAY
+$6.05M
5
CRH icon
CRH
CRH
+$6.01M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$16M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$12.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$10.5M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$9.09M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$8.55M

Sector Composition

Rank Sector Weight
1 Technology 21.59%
2 Healthcare 10.34%
3 Financials 6.93%
4 Consumer Discretionary 6.86%
5 Energy 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
201
Qualcomm
QCOM
$155B
$321K 0.03%
2,887
-656
-19% -$76.1K
DHS icon
202
WisdomTree US High Dividend Fund
DHS
$1.56B
$312K 0.03%
3,998
– –
GNR icon
203
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
$300K 0.03%
5,384
-5,384
-50% -$301K
NBB icon
204
Nuveen Taxable Municipal Income Fund
NBB
$447M
$286K 0.03%
+19,595
New +$298K
IJK icon
205
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.7B
$285K 0.03%
3,935
-109
-3% -$8.22K
XLE icon
206
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$285K 0.03%
6,302
+402
+7% +$17.6K
WWD icon
207
Woodward
WWD
$21.3B
$281K 0.03%
2,260
-125
-5% -$15.6K
VEU icon
208
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
$279K 0.03%
5,375
-4,279
-44% -$232K
IJJ icon
209
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.83B
$278K 0.03%
2,747
-81
-3% -$8.66K
BKT icon
210
BlackRock Income Trust
BKT
$330M
$270K 0.03%
23,755
-23,755
-50% -$281K
KTF
211
DWS Municipal Income Trust
KTF
$346M
$268K 0.03%
34,800
-34,800
-50% -$292K
IWD icon
212
iShares Russell 1000 Value ETF
IWD
$82.2B
$265K 0.03%
1,735
-554
-24% -$87.9K
PMAY icon
213
Innovator US Equity Power Buffer ETF May
PMAY
$810M
$263K 0.03%
8,925
-2,689
-23% -$80.4K
LMT icon
214
Lockheed Martin
LMT
$134B
$261K 0.03%
638
-230
-26% -$102K
AMP icon
215
Ameriprise Financial
AMP
$48.3B
$259K 0.03%
787
-243
-24% -$82.9K
OGCP
216
Empire State Realty Series 60
OGCP
$1.47B
$252K 0.03%
31,546
– –
LNT icon
217
Alliant Energy
LNT
$18.3B
$252K 0.03%
5,200
-5,203
-50% -$270K
WMT icon
218
Walmart Inc
WMT
$885B
$244K 0.03%
4,587
-1,914
-29% -$102K
IWF icon
219
iShares Russell 1000 Growth ETF
IWF
$121B
$244K 0.03%
3,668
-1,296
-26% -$89.5K
IJH icon
220
iShares Core S&P Mid-Cap ETF
IJH
$122B
$238K 0.03%
4,755
-2,875
-38% -$151K
JMUB icon
221
JPMorgan Municipal ETF
JMUB
$8.3B
$232K 0.02%
4,805
– –
MCD icon
222
McDonald's
MCD
$192B
$232K 0.02%
881
-75
-8% -$21.4K
MPC icon
223
Marathon Petroleum
MPC
$92.4B
$228K 0.02%
+1,509
New +$210K
BOKF icon
224
BOK Financial
BOKF
$8.58B
$226K 0.02%
2,822
-4
-0.1% -$338
AEE icon
225
Ameren
AEE
$30.3B
$221K 0.02%
2,950
-2,950
-50% -$241K
7 8
9
10 11

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2023 Portfolio in Review

As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth withdrew a net $149M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.

  • Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
  • Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
  • Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
  • Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
  • Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
  • Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.

Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.