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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+13.51%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$478M
AUM Growth
-$142M
Cap. Flow
-$205M
Cap. Flow %
-42.95%
Top 10 Hldgs %
26.27%
Holding
234
New
19
Increased
24
Reduced
146
Closed
38

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$10.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.96M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.54M
5
DHI icon
D.R. Horton
DHI
+$4.8M

Top Sells

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$23.6M
2
AAPL icon
Apple
AAPL
+$12.3M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
TGT icon
Target
TGT
+$7.53M
5
IAU icon
iShares Gold Trust
IAU
+$6.98M

Sector Composition

Rank Sector Weight
1 Technology 19.21%
2 Healthcare 9.95%
3 Financials 8.11%
4 Consumer Discretionary 7.81%
5 Industrials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKP icon
201
Check Point Software Technologies
CHKP
$13.6B
– –
-4,382
Closed -$527K
CL icon
202
Colgate-Palmolive
CL
$72.4B
– –
-2,790
Closed -$215K
CMCSA icon
203
Comcast
CMCSA
$85.1B
– –
-5,403
Closed -$250K
DLR icon
204
Digital Realty Trust
DLR
$66.3B
– –
-2,715
Closed -$398K
DSI icon
205
iShares MSCI KLD 400 Social ETF
DSI
$5.29B
– –
-4,138
Closed -$265K
EL icon
206
Estee Lauder
EL
$30.3B
– –
-3,142
Closed -$686K
ESBA icon
207
Empire State Realty Series ES
ESBA
$1.53B
– –
-12,909
Closed -$78K
FAUG icon
208
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
– –
-181,975
Closed -$5.88M
FIS icon
209
Fidelity National Information Services
FIS
$21.5B
– –
-1,900
Closed -$280K
FWONK icon
210
Liberty Media Series C
FWONK
$24.5B
– –
-7,033
Closed -$247K
HYEM icon
211
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
– –
-9,306
Closed -$212K
IWD icon
212
iShares Russell 1000 Value ETF
IWD
$81.7B
– –
-3,378
Closed -$399K
IYH icon
213
iShares US Healthcare ETF
IYH
$3.06B
– –
-13,840
Closed -$629K
J icon
214
Jacobs Solutions
J
$15.3B
– –
-3,676
Closed -$282K
KMX icon
215
CarMax
KMX
$8.18B
– –
-6,190
Closed -$569K
MMM icon
216
3M
MMM
$89.1B
– –
-2,455
Closed -$329K
NAD icon
217
Nuveen Quality Municipal Income Fund
NAD
$2.74B
– –
-11,621
Closed -$169K
O icon
218
Realty Income
O
$60.6B
– –
-3,591
Closed -$211K
ORCL icon
219
Oracle
ORCL
$366B
– –
-3,515
Closed -$210K
PSEP icon
220
Innovator US Equity Power Buffer ETF September
PSEP
$843M
– –
-896,427
Closed -$23.6M
QCOM icon
221
Qualcomm
QCOM
$183B
– –
-2,295
Closed -$270K
RSG icon
222
Republic Services
RSG
$67.8B
– –
-2,624
Closed -$245K
SCHG icon
223
Schwab US Large-Cap Growth ETF
SCHG
$60B
– –
-20,384
Closed -$293K
SCHW
224
Charles Schwab
SCHW
$174B
– –
-12,311
Closed -$446K
T icon
225
AT&T
T
$155B
– –
-12,060
Closed -$260K
6 7 8
9
10

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q4 2020 Portfolio in Review

As of Q4 2020, Transform Wealth held 234 positions worth $478M, down 23% from $620M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Transform Wealth withdrew a net $205M in Q4 2020, closing 38 positions and reducing 146 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $23.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Innovator US Equity Power Buffer ETF December worth $10.8M.

  • Transform Wealth's largest Q4 2020 buy was Innovator US Equity Power Buffer ETF December: 370,728 shares worth $10.8M.
  • Transform Wealth added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $7.44M increase.
  • Transform Wealth's biggest Q4 2020 reduction was Apple, cutting an estimated $12.3M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q4 2020, selling an estimated $23.6M.
  • Transform Wealth's ten largest holdings make up 26% of its $478M portfolio in Q4 2020.
  • Transform Wealth opened 19 new positions and closed 38 in Q4 2020.
  • Transform Wealth's portfolio value fell 23% quarter-over-quarter to $478M.

Based on Transform Wealth's 13F filing for Q4 2020, filed 20 Jan 2021.