We are live on ! Find out more
TW

Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+9.32%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$620M
AUM Growth
+$36.4M
Cap. Flow
-$8.65M
Cap. Flow %
-1.39%
Top 10 Hldgs %
27.51%
Holding
237
New
13
Increased
62
Reduced
122
Closed
22

Top Buys

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$23.6M
2
CAT icon
Caterpillar
CAT
+$7.06M
3
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$5.83M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$3.73M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$3.58M

Top Sells

Rank Stock Value
1
PJUN icon
Innovator US Equity Power Buffer ETF June
PJUN
+$16.1M
2
PMAY icon
Innovator US Equity Power Buffer ETF May
PMAY
+$9.98M
3
CMCSA icon
Comcast
CMCSA
+$5.55M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$4.33M
5
GILD icon
Gilead Sciences
GILD
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.48%
2 Healthcare 11.13%
3 Consumer Discretionary 8.52%
4 Financials 8.05%
5 Industrials 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
201
Norfolk Southern
NSC
$75.2B
$214K 0.03%
+999
New +$201K
HYEM icon
202
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$212K 0.03%
9,306
-432
-4% -$9.89K
LQD icon
203
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.9B
$211K 0.03%
1,569
-1,673
-52% -$228K
O icon
204
Realty Income
O
$60.6B
$211K 0.03%
3,591
– –
ORCL icon
205
Oracle
ORCL
$366B
$210K 0.03%
3,515
-133
-4% -$7.55K
FOCS
206
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$206K 0.03%
6,297
-2,067
-25% -$73.1K
AMPE
207
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$197K 0.03%
685
– –
AM icon
208
Antero Midstream
AM
$10.7B
$193K 0.03%
35,929
-5,500
-13% -$33.5K
NAD icon
209
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$169K 0.03%
11,621
– –
FISK
210
Empire State Realty OP LP Series 250
FISK
$131K 0.02%
21,874
– –
JRO
211
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$109K 0.02%
13,342
-6,000
-31% -$48.5K
LITS
212
Lite Strategy Inc
LITS
$35M
$95K 0.02%
1,518
– –
ESBA icon
213
Empire State Realty Series ES
ESBA
$1.53B
$78K 0.01%
12,909
– –
KZIA
214
Kazia Therapeutics
KZIA
$155M
$77K 0.01%
2,125
– –
AEG icon
215
Aegon
AEG
$13.5B
$29K ﹤0.01%
12,463
– –
AR icon
216
Antero Resources
AR
$10.5B
– –
-10,977
Closed -$28K
BA icon
217
Boeing
BA
$161B
– –
-1,405
Closed -$258K
CACI icon
218
CACI
CACI
$9.97B
– –
-1,084
Closed -$235K
CI icon
219
Cigna
CI
$75.1B
– –
-1,978
Closed -$371K
FISV
220
Fiserv Inc
FISV
$27B
– –
-7,230
Closed -$706K
GIS icon
221
General Mills
GIS
$19.8B
– –
-6,321
Closed -$390K
IEI icon
222
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-10,485
Closed -$1.4M
IHI icon
223
iShares US Medical Devices ETF
IHI
$3B
– –
-17,952
Closed -$792K
IWP icon
224
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
– –
-17,818
Closed -$1.41M
KEYS icon
225
Keysight
KEYS
$56.1B
– –
-5,097
Closed -$514K
6 7 8
9
10

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2020 Portfolio in Review

As of Q3 2020, Transform Wealth held 237 positions worth $620M, up 6.2% from $584M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth's Q3 2020 filing shows 13 new, 62 increased, 122 reduced and 22 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF September: 896,427 shares worth $23.6M. The largest sale was Innovator US Equity Power Buffer ETF June, an estimated $16.1M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Transform Wealth's largest Q3 2020 buy was Innovator US Equity Power Buffer ETF September: 896,427 shares worth $23.6M.
  • Transform Wealth added most to Royal Dutch Shell PLC ADS Class A in Q3 2020, an estimated $3.73M increase.
  • Transform Wealth's biggest Q3 2020 reduction was Comcast, cutting an estimated $5.55M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF June in Q3 2020, selling an estimated $16.1M.
  • Transform Wealth's ten largest holdings make up 28% of its $620M portfolio in Q3 2020.
  • Transform Wealth opened 13 new positions and closed 22 in Q3 2020.
  • Transform Wealth's portfolio value rose 6.2% quarter-over-quarter to $620M.

Based on Transform Wealth's 13F filing for Q3 2020, filed 21 Oct 2020.