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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
Cap. Flow
-$149M
Cap. Flow %
-15.66%
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44

Top Buys

Rank Stock Value
1
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$18.4M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$12.5M
3
BR icon
Broadridge
BR
+$6.32M
4
CPAY icon
Corpay
CPAY
+$6.05M
5
CRH icon
CRH
CRH
+$6.01M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$16M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$12.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$10.5M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$9.09M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$8.55M

Sector Composition

Rank Sector Weight
1 Technology 21.59%
2 Healthcare 10.34%
3 Financials 6.93%
4 Consumer Discretionary 6.86%
5 Energy 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHEL icon
176
Shell
SHEL
$254B
$434K 0.05%
6,745
-959
-12% -$59.7K
CMG icon
177
Chipotle Mexican Grill
CMG
$47.2B
$431K 0.05%
11,800
+200
+2% +$7.8K
INTU icon
178
Intuit
INTU
$86.5B
$426K 0.04%
834
-35
-4% -$17.7K
NVG icon
179
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$426K 0.04%
41,132
-36,432
-47% -$411K
IJR icon
180
iShares Core S&P Small-Cap ETF
IJR
$109B
$420K 0.04%
4,427
-1,421
-24% -$142K
IWM icon
181
iShares Russell 2000 ETF
IWM
$79.8B
$414K 0.04%
2,332
-123
-5% -$23.1K
VRSN icon
182
VeriSign
VRSN
$26.2B
$413K 0.04%
2,039
+110
+6% +$22.8K
BA icon
183
Boeing
BA
$171B
$399K 0.04%
2,083
+25
+1% +$5.47K
MRO
184
DELISTED
Marathon Oil Corporation
MRO
$397K 0.04%
14,852
+279
+2% +$7.22K
DUK icon
185
Duke Energy
DUK
$97.8B
$393K 0.04%
4,452
-2,543
-36% -$233K
PLD icon
186
Prologis
PLD
$135B
$386K 0.04%
3,437
-149
-4% -$18.2K
LHX icon
187
L3Harris
LHX
$51.6B
$378K 0.04%
2,173
+173
+9% +$31.8K
HP icon
188
Helmerich & Payne
HP
$3.45B
$376K 0.04%
8,919
+354
+4% +$14.8K
NAD icon
189
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$371K 0.04%
36,425
-30,100
-45% -$328K
TGT icon
190
Target
TGT
$65.6B
$370K 0.04%
3,346
-3,548
-51% -$450K
ADX icon
191
Adams Diversified Equity Fund
ADX
$3.13B
$359K 0.04%
21,577
-29,743
-58% -$511K
MMM icon
192
3M
MMM
$90.9B
$355K 0.04%
4,530
-4,081
-47% -$350K
VO icon
193
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$348K 0.04%
6,680
-4,544
-40% -$249K
AMGN icon
194
Amgen
AMGN
$208B
$347K 0.04%
1,290
-61
-5% -$15.2K
CGW icon
195
Invesco S&P Global Water Index ETF
CGW
$1.05B
$345K 0.04%
7,424
-7,424
-50% -$373K
TSI
196
TCW Strategic Income Fund
TSI
$214M
$338K 0.04%
72,848
-68,448
-48% -$318K
SGOL icon
197
abrdn Physical Gold Shares ETF
SGOL
$6.91B
$333K 0.04%
18,840
-18,840
-50% -$347K
FMC icon
198
FMC
FMC
$1.34B
$329K 0.03%
4,875
+1,705
+54% +$148K
APH icon
199
Amphenol
APH
$198B
$327K 0.03%
7,764
-100
-1% -$4.3K
PSX icon
200
Phillips 66
PSX
$84.9B
$324K 0.03%
2,698
-479
-15% -$53.8K
6 7
8
9 10

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2023 Portfolio in Review

As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth withdrew a net $149M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.

  • Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
  • Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
  • Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
  • Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
  • Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
  • Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.

Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.