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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+9.32%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$620M
AUM Growth
+$36.4M
Cap. Flow
-$8.65M
Cap. Flow %
-1.39%
Top 10 Hldgs %
27.51%
Holding
237
New
13
Increased
62
Reduced
122
Closed
22

Top Buys

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$23.6M
2
CAT icon
Caterpillar
CAT
+$7.06M
3
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$5.83M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$3.73M
5
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$3.58M

Top Sells

Rank Stock Value
1
PJUN icon
Innovator US Equity Power Buffer ETF June
PJUN
+$16.1M
2
PMAY icon
Innovator US Equity Power Buffer ETF May
PMAY
+$9.98M
3
CMCSA icon
Comcast
CMCSA
+$5.55M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$4.33M
5
GILD icon
Gilead Sciences
GILD
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.48%
2 Healthcare 11.13%
3 Consumer Discretionary 8.52%
4 Financials 8.05%
5 Industrials 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
176
iShares Core S&P Small-Cap ETF
IJR
$110B
$303K 0.05%
4,319
-313
-7% -$22.4K
KMB icon
177
Kimberly-Clark
KMB
$35.9B
$298K 0.05%
2,019
-55
-3% -$8.26K
SHY icon
178
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$298K 0.05%
3,447
-1,526
-31% -$132K
OGCP
179
Empire State Realty Series 60
OGCP
$1.54B
$295K 0.05%
47,422
– –
SCHG icon
180
Schwab US Large-Cap Growth ETF
SCHG
$60B
$293K 0.05%
+20,384
New +$284K
DFS
181
DELISTED
Discover Financial Services
DFS
$287K 0.05%
4,966
-29
-0.6% -$1.52K
IJJ icon
182
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.8B
$285K 0.05%
4,226
-1,676
-28% -$116K
J icon
183
Jacobs Solutions
J
$15.3B
$282K 0.05%
3,676
– –
AMP icon
184
Ameriprise Financial
AMP
$47.5B
$281K 0.05%
1,822
-12
-0.7% -$1.85K
FIS icon
185
Fidelity National Information Services
FIS
$21.5B
$280K 0.05%
+1,900
New +$275K
IWM icon
186
iShares Russell 2000 ETF
IWM
$82.4B
$280K 0.05%
1,872
-25
-1% -$3.76K
QCOM icon
187
Qualcomm
QCOM
$183B
$270K 0.04%
2,295
– –
DSI icon
188
iShares MSCI KLD 400 Social ETF
DSI
$5.29B
$265K 0.04%
4,138
-1,068
-21% -$67.4K
T icon
189
AT&T
T
$155B
$260K 0.04%
12,060
+1
+0% +$22
RPM icon
190
RPM International
RPM
$13B
$258K 0.04%
3,113
-105
-3% -$8.58K
SNA icon
191
Snap-on
SNA
$20.9B
$257K 0.04%
1,747
-23
-1% -$3.34K
SCHB icon
192
Schwab US Broad Market ETF
SCHB
$43.3B
$251K 0.04%
18,912
-4,770
-20% -$62.7K
CMCSA icon
193
Comcast
CMCSA
$85.1B
$250K 0.04%
5,403
-127,719
-96% -$5.55M
FWONK icon
194
Liberty Media Series C
FWONK
$24.5B
$247K 0.04%
7,033
+517
+8% +$18.2K
RSG icon
195
Republic Services
RSG
$66B
$245K 0.04%
2,624
-37
-1% -$3.31K
SHOP icon
196
Shopify
SHOP
$160B
$244K 0.04%
2,390
+70
+3% +$6.96K
USMV icon
197
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$243K 0.04%
3,816
-36,851
-91% -$2.34M
V icon
198
Visa
V
$677B
$221K 0.04%
1,104
-902
-45% -$180K
BP icon
199
BP
BP
$110B
$218K 0.04%
12,502
-86,227
-87% -$1.87M
CL icon
200
Colgate-Palmolive
CL
$72.4B
$215K 0.03%
2,790
– –
6 7
8
9 10

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2020 Portfolio in Review

As of Q3 2020, Transform Wealth held 237 positions worth $620M, up 6.2% from $584M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth's Q3 2020 filing shows 13 new, 62 increased, 122 reduced and 22 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF September: 896,427 shares worth $23.6M. The largest sale was Innovator US Equity Power Buffer ETF June, an estimated $16.1M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Transform Wealth's largest Q3 2020 buy was Innovator US Equity Power Buffer ETF September: 896,427 shares worth $23.6M.
  • Transform Wealth added most to Royal Dutch Shell PLC ADS Class A in Q3 2020, an estimated $3.73M increase.
  • Transform Wealth's biggest Q3 2020 reduction was Comcast, cutting an estimated $5.55M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF June in Q3 2020, selling an estimated $16.1M.
  • Transform Wealth's ten largest holdings make up 28% of its $620M portfolio in Q3 2020.
  • Transform Wealth opened 13 new positions and closed 22 in Q3 2020.
  • Transform Wealth's portfolio value rose 6.2% quarter-over-quarter to $620M.

Based on Transform Wealth's 13F filing for Q3 2020, filed 21 Oct 2020.