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Transform Wealth Portfolio holdings
AUM
$1.65B
1-Year Est. Return
19.1%
This Fund
S&P 500
This Quarter
Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
(-15%)
Cap. Flow
-$149M
Cap. Flow
% of AUM
-15.66%
Top 10 Holdings %
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PGIM Ultra Short Bond ETF
PULS
|
+$18.4M |
| 2 |
Innovator US Equity Power Buffer ETF April
PAPR
|
+$12.5M |
| 3 |
Broadridge
BR
|
+$6.32M |
| 4 |
Corpay
CPAY
|
+$6.05M |
| 5 |
CRH
CRH
|
+$6.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$16M |
| 2 |
Innovator US Equity Power Buffer ETF August
PAUG
|
+$12.6M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$10.5M |
| 4 |
Innovator US Equity Power Buffer ETF September
PSEP
|
+$9.09M |
| 5 |
Schwab US Broad Market ETF
SCHB
|
+$8.55M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.59% |
| 2 | Healthcare | 10.34% |
| 3 | Financials | 6.93% |
| 4 | Consumer Discretionary | 6.86% |
| 5 | Energy | 5.15% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MIN
151
Aberdeen Intermediate Income Fund
MIN
$274M
| $637K | 0.07% |
237,594
-221,406
| -48% | -$603K |
|
152
TRI-Continental Corp
TY
$1.86B
| $623K | 0.07% |
23,440
-23,052
| -50% | -$635K |
|
|
153
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.4B
| $622K | 0.07% |
6,176
-104,443
| -94% | -$10.5M |
|
154
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $621K | 0.07% |
20,593
-23,573
| -53% | -$721K |
|
155
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
| $618K | 0.07% |
63,584
-58,032
| -48% | -$609K |
|
156
Vanguard S&P 500 ETF
VOO
$979B
| $595K | 0.06% |
1,509
+13
| +0.9% | +$5.32K |
|
|
PIM
157
Franklin Master Intermediate Income Trust
PIM
$150M
| $594K | 0.06% |
195,225
-168,025
| -46% | -$528K |
|
158
iShares Russell 2000 Value ETF
IWN
$14.3B
| $592K | 0.06% |
4,334
-33
| -0.8% | -$4.73K |
|
159
Stryker
SYK
$125B
| $572K | 0.06% |
2,086
-283
| -12% | -$81.2K |
|
160
Carrier Global
CARR
$51B
| $567K | 0.06% |
10,272
-2,892
| -22% | -$159K |
|
161
BlackRock Taxable Municipal Bond Trust
BBN
$978M
| $564K | 0.06% |
+37,200
| New | +$593K |
|
162
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
| $564K | 0.06% |
11,206
+139
| +1% | +$7K |
|
163
Booking.com
BKNG
$149B
| $532K | 0.06% |
4,300
+175
| +4% | +$21.2K |
|
164
American Express
AXP
$227B
| $528K | 0.06% |
3,542
+101
| +3% | +$16.5K |
|
165
iShares Russell 2000 Growth ETF
IWO
$14.3B
| $520K | 0.05% |
2,317
-65
| -3% | -$15.6K |
|
166
Texas Instruments
TXN
$252B
| $482K | 0.05% |
3,034
-8,561
| -74% | -$1.46M |
|
167
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| $479K | 0.05% |
14,427
-1,100
| -7% | -$37.9K |
|
168
Eaton
ETN
$161B
| $472K | 0.05% |
2,211
-35
| -2% | -$7.54K |
|
|
169
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $468K | 0.05% |
5,710
-187,058
| -97% | -$16M |
|
170
Diamondback Energy
FANG
$57.1B
| $449K | 0.05% |
2,898
-72
| -2% | -$10.6K |
|
171
Roper Technologies
ROP
$38.8B
| $442K | 0.05% |
913
+1
| +0.1% | +$490 |
|
172
HP
HPQ
$24.9B
| $442K | 0.05% |
17,027
-1,501
| -8% | -$46K |
|
173
Verisk Analytics
VRSK
$25.4B
| $439K | 0.05% |
1,856
-272
| -13% | -$64.1K |
|
|
PPT
174
Franklin Premier Income Trust
PPT
$324M
| $435K | 0.05% |
128,800
-115,000
| -47% | -$406K |
|
175
Nucor
NUE
$58.6B
| $435K | 0.05% |
2,771
-1,832
| -40% | -$303K |
|
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Transform Wealth's Q3 2023 Portfolio in Review
As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Transform Wealth withdrew a net $149M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.
- Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
- Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
- Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
- Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
- Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
- Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
- Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.
Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.