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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+13.51%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$478M
AUM Growth
-$142M
Cap. Flow
-$205M
Cap. Flow %
-42.95%
Top 10 Hldgs %
26.27%
Holding
234
New
19
Increased
24
Reduced
146
Closed
38

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$10.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.96M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.54M
5
DHI icon
D.R. Horton
DHI
+$4.8M

Top Sells

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$23.6M
2
AAPL icon
Apple
AAPL
+$12.3M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
TGT icon
Target
TGT
+$7.53M
5
IAU icon
iShares Gold Trust
IAU
+$6.98M

Sector Composition

Rank Sector Weight
1 Technology 19.21%
2 Healthcare 9.95%
3 Financials 8.11%
4 Consumer Discretionary 7.81%
5 Industrials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
151
American Tower
AMT
$77.8B
$481K 0.1%
2,142
-12,923
-86% -$3M
NEE icon
152
NextEra Energy
NEE
$183B
$469K 0.1%
6,085
-2,727
-31% -$204K
BKNG icon
153
Booking.com
BKNG
$139B
$467K 0.1%
5,225
-1,475
-22% -$114K
TSLA icon
154
Tesla
TSLA
$1.42T
$457K 0.1%
1,941
-660
-25% -$113K
XLC icon
155
State Street Communication Services Select Sector SPDR ETF
XLC
$22.7B
$457K 0.1%
6,767
-58,582
-90% -$3.73M
RTX icon
156
RTX Corp
RTX
$262B
$451K 0.09%
6,302
-7,072
-53% -$465K
DFS
157
DELISTED
Discover Financial Services
DFS
$439K 0.09%
4,850
-116
-2% -$8.65K
XLY icon
158
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.5B
$431K 0.09%
5,356
-52
-1% -$4.01K
CHD icon
159
Church & Dwight Co
CHD
$23.2B
$428K 0.09%
4,903
-779
-14% -$69K
NKE icon
160
Nike
NKE
$63.7B
$428K 0.09%
3,028
– –
MDT icon
161
Medtronic
MDT
$107B
$426K 0.09%
3,634
-640
-15% -$70.5K
BNY
162
Bank of New York Mellon
BNY
$108B
$409K 0.09%
9,642
-22,559
-70% -$866K
XLF icon
163
State Street Financial Select Sector SPDR ETF
XLF
$55.4B
$402K 0.08%
13,636
– –
CCI icon
164
Crown Castle
CCI
$34.1B
$399K 0.08%
2,506
-273
-10% -$44.3K
IJK icon
165
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$390K 0.08%
5,396
-500
-8% -$33.3K
IJH icon
166
iShares Core S&P Mid-Cap ETF
IJH
$123B
$384K 0.08%
8,360
-2,500
-23% -$105K
OGCP
167
Empire State Realty Series 60
OGCP
$1.48B
$383K 0.08%
42,283
-5,139
-11% -$40K
OTIS icon
168
Otis Worldwide
OTIS
$27.6B
$377K 0.08%
5,587
-1,439
-20% -$93.4K
AJG icon
169
Arthur J. Gallagher & Co
AJG
$65.2B
$375K 0.08%
3,032
+41
+1% +$4.67K
PJAN icon
170
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
$364K 0.08%
11,895
-882
-7% -$26.4K
PM icon
171
Philip Morris
PM
$293B
$364K 0.08%
4,391
+180
+4% +$14K
AMP icon
172
Ameriprise Financial
AMP
$47.3B
$354K 0.07%
1,824
+2
+0.1% +$358
PSX icon
173
Phillips 66
PSX
$83.7B
$354K 0.07%
+5,064
New +$297K
IJJ icon
174
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.8B
$350K 0.07%
4,060
-166
-4% -$13K
IJR icon
175
iShares Core S&P Small-Cap ETF
IJR
$110B
$342K 0.07%
3,718
-601
-14% -$49.4K
5 6
7
8 9

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q4 2020 Portfolio in Review

As of Q4 2020, Transform Wealth held 234 positions worth $478M, down 23% from $620M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Transform Wealth withdrew a net $205M in Q4 2020, closing 38 positions and reducing 146 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $23.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Innovator US Equity Power Buffer ETF December worth $10.8M.

  • Transform Wealth's largest Q4 2020 buy was Innovator US Equity Power Buffer ETF December: 370,728 shares worth $10.8M.
  • Transform Wealth added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $7.44M increase.
  • Transform Wealth's biggest Q4 2020 reduction was Apple, cutting an estimated $12.3M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q4 2020, selling an estimated $23.6M.
  • Transform Wealth's ten largest holdings make up 26% of its $478M portfolio in Q4 2020.
  • Transform Wealth opened 19 new positions and closed 38 in Q4 2020.
  • Transform Wealth's portfolio value fell 23% quarter-over-quarter to $478M.

Based on Transform Wealth's 13F filing for Q4 2020, filed 20 Jan 2021.