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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
+13.51%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$478M
AUM Growth
-$142M
Cap. Flow
-$205M
Cap. Flow %
-42.95%
Top 10 Hldgs %
26.27%
Holding
234
New
19
Increased
24
Reduced
146
Closed
38

Top Buys

Rank Stock Value
1
PDEC icon
Innovator US Equity Power Buffer ETF December
PDEC
+$10.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.44M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5.96M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$5.54M
5
DHI icon
D.R. Horton
DHI
+$4.8M

Top Sells

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$23.6M
2
AAPL icon
Apple
AAPL
+$12.3M
3
MSFT icon
Microsoft
MSFT
+$10.3M
4
TGT icon
Target
TGT
+$7.53M
5
IAU icon
iShares Gold Trust
IAU
+$6.98M

Sector Composition

Rank Sector Weight
1 Technology 19.21%
2 Healthcare 9.95%
3 Financials 8.11%
4 Consumer Discretionary 7.81%
5 Industrials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHR icon
126
Whirlpool
WHR
$2.36B
$662K 0.14%
3,669
-11,106
-75% -$2.13M
HPQ icon
127
HP
HPQ
$22.7B
$651K 0.14%
26,470
-1,500
-5% -$31.5K
MTCH icon
128
Match Group
MTCH
$9.11B
$651K 0.14%
4,308
-292
-6% -$38.6K
DUK icon
129
Duke Energy
DUK
$98.1B
$647K 0.14%
7,063
+813
+13% +$75.2K
WRB icon
130
W.R. Berkley
WRB
$26.9B
$643K 0.13%
21,773
-3,240
-13% -$93.4K
GILD icon
131
Gilead Sciences
GILD
$165B
$640K 0.13%
10,981
-4,495
-29% -$271K
VRSN icon
132
VeriSign
VRSN
$25.3B
$626K 0.13%
2,895
+109
+4% +$22.3K
SPGI icon
133
S&P Global
SPGI
$128B
$619K 0.13%
+1,882
New +$635K
ELV icon
134
Elevance Health
ELV
$82.9B
$593K 0.12%
1,848
-11,183
-86% -$3.43M
PKG icon
135
Packaging Corp of America
PKG
$20.3B
$589K 0.12%
4,269
-9,026
-68% -$1.14M
PAYX icon
136
Paychex
PAYX
$41B
$588K 0.12%
6,312
-702
-10% -$62.3K
MCHI icon
137
iShares MSCI China ETF
MCHI
$6.11B
$586K 0.12%
+7,233
New +$573K
VWO icon
138
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$564K 0.12%
+11,261
New +$529K
VYM icon
139
Vanguard High Dividend Yield ETF
VYM
$80.2B
$563K 0.12%
6,155
-2,730
-31% -$237K
LMT icon
140
Lockheed Martin
LMT
$117B
$557K 0.12%
1,570
-3,349
-68% -$1.23M
MINT icon
141
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$540K 0.11%
5,294
-3,918
-43% -$400K
APH icon
142
Amphenol
APH
$194B
$536K 0.11%
16,408
-872
-5% -$26.8K
PLD icon
143
Prologis
PLD
$140B
$533K 0.11%
5,347
-4,163
-44% -$421K
CARR icon
144
Carrier Global
CARR
$55.4B
$531K 0.11%
14,075
-5,483
-28% -$198K
PFE icon
145
Pfizer
PFE
$142B
$531K 0.11%
14,422
-8,267
-36% -$303K
SCHD icon
146
Schwab US Dividend Equity ETF
SCHD
$100B
$527K 0.11%
24,630
-9,456
-28% -$192K
MRK icon
147
Merck
MRK
$312B
$511K 0.11%
6,543
+83
+1% +$6.35K
CVX icon
148
Chevron
CVX
$381B
$510K 0.11%
6,038
-402
-6% -$32.5K
TFC icon
149
Truist Financial
TFC
$62.3B
$494K 0.1%
10,312
-24,789
-71% -$1.12M
GD icon
150
General Dynamics
GD
$100B
$492K 0.1%
3,307
-53
-2% -$7.75K
4 5
6
7 8

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q4 2020 Portfolio in Review

As of Q4 2020, Transform Wealth held 234 positions worth $478M, down 23% from $620M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Transform Wealth withdrew a net $205M in Q4 2020, closing 38 positions and reducing 146 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $23.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Innovator US Equity Power Buffer ETF December worth $10.8M.

  • Transform Wealth's largest Q4 2020 buy was Innovator US Equity Power Buffer ETF December: 370,728 shares worth $10.8M.
  • Transform Wealth added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $7.44M increase.
  • Transform Wealth's biggest Q4 2020 reduction was Apple, cutting an estimated $12.3M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q4 2020, selling an estimated $23.6M.
  • Transform Wealth's ten largest holdings make up 26% of its $478M portfolio in Q4 2020.
  • Transform Wealth opened 19 new positions and closed 38 in Q4 2020.
  • Transform Wealth's portfolio value fell 23% quarter-over-quarter to $478M.

Based on Transform Wealth's 13F filing for Q4 2020, filed 20 Jan 2021.