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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
Cap. Flow
-$149M
Cap. Flow %
-15.66%
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44

Top Buys

Rank Stock Value
1
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$18.4M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$12.5M
3
BR icon
Broadridge
BR
+$6.32M
4
CPAY icon
Corpay
CPAY
+$6.05M
5
CRH icon
CRH
CRH
+$6.01M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$16M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$12.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$10.5M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$9.09M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$8.55M

Sector Composition

Rank Sector Weight
1 Technology 21.59%
2 Healthcare 10.34%
3 Financials 6.93%
4 Consumer Discretionary 6.86%
5 Energy 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHG icon
101
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$2.18M 0.23%
120,024
-102,936
-46% -$1.94M
SCHM icon
102
Schwab US Mid-Cap ETF
SCHM
$14.5B
$2.05M 0.22%
90,999
-81,261
-47% -$1.93M
ASML icon
103
ASML
ASML
$626B
$2.05M 0.22%
3,482
-3,385
-49% -$2.25M
WMB icon
104
Williams Companies
WMB
$87.5B
$2.03M 0.21%
60,239
+40
+0.1% +$1.36K
AMT icon
105
American Tower
AMT
$80.8B
$2.01M 0.21%
12,206
-12,272
-50% -$2.24M
EXC icon
106
Exelon
EXC
$47.2B
$2M 0.21%
52,947
-4,643
-8% -$189K
CEG icon
107
Constellation Energy
CEG
$93.8B
$2M 0.21%
18,303
-1,240
-6% -$128K
SCHD icon
108
Schwab US Dividend Equity ETF
SCHD
$103B
$1.88M 0.2%
79,500
-20,367
-20% -$500K
IPG
109
DELISTED
Interpublic Group of Companies
IPG
$1.58M 0.17%
55,077
-33,560
-38% -$1.12M
HPE icon
110
Hewlett Packard
HPE
$63.4B
$1.54M 0.16%
+87,836
New +$1.51M
MLPX icon
111
Global X MLP & Energy Infrastructure ETF
MLPX
$3.61B
$1.52M 0.16%
35,896
+15,370
+75% +$654K
SDY icon
112
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$1.47M 0.15%
12,763
-899
-7% -$110K
SPGI icon
113
S&P Global
SPGI
$121B
$1.43M 0.15%
3,902
-5,700
-59% -$2.24M
IYH icon
114
iShares US Healthcare ETF
IYH
$3.37B
$1.37M 0.14%
25,250
+1,000
+4% +$55.9K
CAPE icon
115
DoubleLine Shiller CAPE US Equities ETF
CAPE
$241M
$1.34M 0.14%
56,741
-64,725
-53% -$1.6M
SCHZ icon
116
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.34M 0.14%
60,626
-59,282
-49% -$1.34M
COWZ icon
117
Pacer US Cash Cows 100 ETF
COWZ
$18.8B
$1.34M 0.14%
+27,098
New +$1.36M
EPD icon
118
Enterprise Products Partners
EPD
$82.3B
$1.34M 0.14%
48,792
– –
WRK
119
DELISTED
WestRock Company
WRK
$1.32M 0.14%
36,760
+1,968
+6% +$64.5K
COF icon
120
Capital One
COF
$128B
$1.26M 0.13%
12,948
-183
-1% -$19.6K
CLX icon
121
Clorox
CLX
$11.6B
$1.23M 0.13%
9,350
+902
+11% +$137K
POWL icon
122
Powell Industries
POWL
$7.6B
$1.21M 0.13%
43,752
+1,500
+4% +$37.2K
F icon
123
Ford
F
$58.5B
$1.18M 0.12%
95,176
+1,649
+2% +$21.4K
SCHF icon
124
Schwab International Equity ETF
SCHF
$66.6B
$1.1M 0.12%
64,968
-65,600
-50% -$1.16M
AM icon
125
Antero Midstream
AM
$10.4B
$1.09M 0.11%
90,823
– –
3 4
5
6 7

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2023 Portfolio in Review

As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth withdrew a net $149M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.

  • Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
  • Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
  • Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
  • Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
  • Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
  • Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.

Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.