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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
Cap. Flow
-$149M
Cap. Flow %
-15.66%
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44

Top Buys

Rank Stock Value
1
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$18.4M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$12.5M
3
BR icon
Broadridge
BR
+$6.32M
4
CPAY icon
Corpay
CPAY
+$6.05M
5
CRH icon
CRH
CRH
+$6.01M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$16M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$12.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$10.5M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$9.09M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$8.55M

Sector Composition

Rank Sector Weight
1 Technology 21.59%
2 Healthcare 10.34%
3 Financials 6.93%
4 Consumer Discretionary 6.86%
5 Energy 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEPI icon
76
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$3.89M 0.41%
72,702
-29,808
-29% -$1.64M
CAT icon
77
Caterpillar
CAT
$375B
$3.82M 0.4%
14,006
-13,251
-49% -$3.59M
BX icon
78
Blackstone
BX
$102B
$3.82M 0.4%
35,643
-35,243
-50% -$3.67M
FENY icon
79
Fidelity MSCI Energy Index ETF
FENY
$2.01B
$3.77M 0.4%
+151,375
New +$3.64M
PDBC icon
80
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
$3.72M 0.39%
+249,102
New +$3.65M
ISRG icon
81
Intuitive Surgical
ISRG
$127B
$3.6M 0.38%
12,322
-11,825
-49% -$3.69M
LOW icon
82
Lowe's Companies
LOW
$117B
$3.53M 0.37%
16,982
+276
+2% +$62.1K
WM icon
83
Waste Management
WM
$90.6B
$3.52M 0.37%
23,083
-34,206
-60% -$5.54M
IGM icon
84
iShares Expanded Tech Sector ETF
IGM
$10B
$3.47M 0.37%
54,426
+54
+0.1% +$3.56K
ADM icon
85
Archer Daniels Midland
ADM
$38.2B
$3.29M 0.35%
43,645
-39,327
-47% -$3.19M
V icon
86
Visa
V
$684B
$3.21M 0.34%
13,956
-13,827
-50% -$3.32M
SPYV icon
87
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$3.17M 0.33%
76,936
-672
-0.9% -$29.1K
ELV icon
88
Elevance Health
ELV
$81.5B
$3M 0.32%
6,886
+23
+0.3% +$10.4K
XLP icon
89
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$2.93M 0.31%
42,640
-56,626
-57% -$4.14M
DELL icon
90
Dell
DELL
$262B
$2.63M 0.28%
38,182
+305
+0.8% +$18.2K
SCHA icon
91
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$2.56M 0.27%
123,744
-126,906
-51% -$2.78M
CMCSA icon
92
Comcast
CMCSA
$85B
$2.52M 0.27%
+56,725
New +$2.53M
NVS icon
93
Novartis
NVS
$297B
$2.48M 0.26%
+24,301
New +$2.47M
JMST icon
94
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$2.44M 0.26%
48,396
-38,036
-44% -$1.92M
XLV icon
95
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$2.42M 0.26%
18,804
+2,311
+14% +$307K
NVDA icon
96
NVIDIA
NVDA
$4.86T
$2.41M 0.25%
55,500
-65,650
-54% -$2.94M
NKE icon
97
Nike
NKE
$61.9B
$2.39M 0.25%
24,914
-23,225
-48% -$2.39M
SHYG icon
98
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$2.22M 0.23%
54,103
-22,772
-30% -$940K
CAH icon
99
Cardinal Health
CAH
$53.9B
$2.21M 0.23%
+25,507
New +$2.31M
CNI icon
100
Canadian National Railway
CNI
$76.9B
$2.2M 0.23%
20,276
-20,291
-50% -$2.33M
2 3
4
5 6

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2023 Portfolio in Review

As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth withdrew a net $149M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.

  • Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
  • Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
  • Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
  • Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
  • Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
  • Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.

Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.