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Transform Wealth Portfolio holdings

AUM $1.65B
1-Year Est. Return 19.1%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+19.1%
3 Year Est. Return
+48.37%
5 Year Est. Return
+178.6%
10 Year Est. Return
–
AUM
$948M
AUM Growth
-$164M
Cap. Flow
-$149M
Cap. Flow %
-15.66%
Top 10 Hldgs %
27.84%
Holding
284
New
24
Increased
64
Reduced
142
Closed
44

Top Buys

Rank Stock Value
1
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$18.4M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$12.5M
3
BR icon
Broadridge
BR
+$6.32M
4
CPAY icon
Corpay
CPAY
+$6.05M
5
CRH icon
CRH
CRH
+$6.01M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$16M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$12.6M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$10.5M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$9.09M
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$8.55M

Sector Composition

Rank Sector Weight
1 Technology 21.59%
2 Healthcare 10.34%
3 Financials 6.93%
4 Consumer Discretionary 6.86%
5 Energy 5.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
51
iShares Core S&P 500 ETF
IVV
$878B
$6.01M 0.63%
13,916
+274
+2% +$123K
MOO icon
52
VanEck Agribusiness ETF
MOO
$972M
$5.98M 0.63%
75,986
-78,466
-51% -$6.54M
CPAY icon
53
Corpay
CPAY
$25B
$5.91M 0.62%
+23,132
New +$6.05M
LLY icon
54
Eli Lilly
LLY
$1.02T
$5.89M 0.62%
10,972
-11,679
-52% -$6.02M
CRH icon
55
CRH
CRH
$63.2B
$5.78M 0.61%
+105,689
New +$6.01M
IAU icon
56
iShares Gold Trust
IAU
$62.9B
$5.76M 0.61%
164,742
-174,513
-51% -$6.37M
SLB icon
57
SLB Ltd
SLB
$73.6B
$5.7M 0.6%
97,331
+2,752
+3% +$160K
TMO icon
58
Thermo Fisher Scientific
TMO
$213B
$5.56M 0.59%
10,971
-3,165
-22% -$1.69M
TAP icon
59
Molson Coors Class B
TAP
$7.79B
$5.55M 0.59%
87,325
+5,469
+7% +$356K
GOOG icon
60
Alphabet (Google) Class C
GOOG
$4.36T
$5.55M 0.59%
42,114
-16,910
-29% -$2.2M
SBUX icon
61
Starbucks
SBUX
$120B
$5.48M 0.58%
60,027
-2,610
-4% -$256K
KLAC icon
62
KLA
KLAC
$239B
$5.42M 0.57%
+118,180
New +$5.67M
CB icon
63
Chubb
CB
$135B
$5.34M 0.56%
25,543
-10,108
-28% -$2.04M
ULTA icon
64
Ulta Beauty
ULTA
$22B
$5.32M 0.56%
13,329
-872
-6% -$381K
UL icon
65
Unilever
UL
$137B
$5.21M 0.55%
93,688
+4,616
+5% +$267K
HCA icon
66
HCA Healthcare
HCA
$87.2B
$5M 0.53%
20,309
+618
+3% +$169K
JSCP icon
67
JPMorgan Short Duration Core Plus ETF
JSCP
$1.68B
$4.81M 0.51%
106,134
+1,600
+2% +$73K
VTI icon
68
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$4.53M 0.48%
21,348
-17,210
-45% -$3.81M
SPYG icon
69
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$4.49M 0.47%
75,775
-4,943
-6% -$303K
BLDR icon
70
Builders FirstSource
BLDR
$7.15B
$4.46M 0.47%
+35,818
New +$4.94M
TMUS icon
71
T-Mobile US
TMUS
$185B
$4.12M 0.43%
29,400
+1,535
+6% +$213K
MRK icon
72
Merck
MRK
$322B
$4.09M 0.43%
39,441
-28,565
-42% -$3.08M
H icon
73
Hyatt Hotels
H
$16.4B
$4.05M 0.43%
38,200
+497
+1% +$56.6K
PWR icon
74
Quanta Services
PWR
$100B
$4.04M 0.43%
+21,612
New +$4.33M
GLD icon
75
SPDR Gold Trust
GLD
$131B
$4.01M 0.42%
23,392
-22,810
-49% -$4.08M
1 2
3
4 5

Similar funds

PAME
Parvus Asset Management Europe London, United Kingdom $1.67B AUM
UH
Unigestion Holding Geneva, Switzerland $1.7B AUM 9.06% 1-Year Est. Return
AP
Adero Partners Pleasanton, California $1.53B AUM 5.52% 1-Year Est. Return
ST
Sabal Trust St. Petersburg, Florida $1.8B AUM 8.75% 1-Year Est. Return
MBA
Maple-Brown Abbott Barangaroo, Australia $1.47B AUM 27.26% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CC
Callan Capital La Jolla, California $1.35B AUM 8.35% 1-Year Est. Return
SIA
Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Transform Wealth's Q3 2023 Portfolio in Review

As of Q3 2023, Transform Wealth held 284 positions worth $948M, down 15% from $1.11B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Transform Wealth withdrew a net $149M in Q3 2023, closing 44 positions and reducing 142 holdings. Its most notable exit was Innovator US Equity Power Buffer ETF September, an estimated $9.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 19% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Transform Wealth opened a new position in Broadridge worth $6.42M.

  • Transform Wealth's largest Q3 2023 buy was Broadridge: 35,691 shares worth $6.42M.
  • Transform Wealth added most to PGIM Ultra Short Bond ETF in Q3 2023, an estimated $18.4M increase.
  • Transform Wealth's biggest Q3 2023 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $16M.
  • Transform Wealth fully exited Innovator US Equity Power Buffer ETF September in Q3 2023, selling an estimated $9.09M.
  • Transform Wealth's ten largest holdings make up 28% of its $948M portfolio in Q3 2023.
  • Transform Wealth opened 24 new positions and closed 44 in Q3 2023.
  • Transform Wealth's portfolio value fell 15% quarter-over-quarter to $948M.

Based on Transform Wealth's 13F filing for Q3 2023, filed 11 Oct 2023.